Wealth manager, independent · Harrison, NY
Next Level Private LLC
SEC-registered investment adviser · CRD 313247 · SEC 801-122122
At a glance
Next Level Private LLC is an SEC-registered investment adviser based in Harrison, New York, with $1.4B in regulatory assets under management as of its Form ADV filed July 23, 2026. It reports 799 individual clients, 228 of them high-net-worth, holding an average of about $1.5 million each, and 16 employees. That ranks it 811th among the nation’s 5,657 independent wealth management RIAs and 64th of 408 in New York. It reports BNY Pershing as the custodian for its clients’ separately managed accounts.
Main office 914-431-5255nxtprivate.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among independent wealth managers
- #811 of 5,657
- Rank among all SEC RIAs
- #4,509 of 17,210
- Rank in New York
- #64 of 408
- Individual clients
- 799
- High-net-worth clients
- 228
- Accounts
- 2,693
- Discretionary
- 91% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Catherine M. BluvolChief Operating Officer / Chief Compliance Officer
- Barry P. MitchellManaging Member / Managing Principal
- Elisabeth M. MitchellManaging Member
Custody and brokerage
Broker-dealer
Broker-dealer named in its brochure
Next Level Private LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Its Form ADV brochure (filed July 2026) names The Leaders Group, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Next Level Private works with DPLs licensed insurance agents who are also registered representatives of The Leaders Group, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 228 | $968M | 71% |
| Individuals | 571 | $269M | 20% |
| Pension and profit sharing plans | 34 | $125M | 9% |
| Corporations or other businesses | 8 | $6M | <1% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Next Level Private LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗nxtprivate.com ↗
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The full record on Next Level Private LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 2,705 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New York
All of New York →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Greenline PartnersNew York | $1.4B | 59 |
| Matrix Asset Advisors IncWhite Plains | $1.4B | 607 |
| The Pinnacle Financial GroupRockville Centre | $1.4B | 3,150 |
| Hollow Brook Wealth Management LLCKatonah | $1.4B | 549 |
| Sgroi Wealth Advisory Group LLCWest Seneca | $1.4B | 7,647 |
| Payne Capital Management, LLCNew York | $1.3B | 964 |
Background
Questions
How much does Next Level Private LLC manage?
Next Level Private LLC reports $1.4B in regulatory assets under management across 2,693 accounts, 91% of it on a discretionary basis, on its Form ADV filed July 23, 2026.
How many clients does Next Level Private LLC have?
It reports 799 individual clients: 228 high-net-worth individuals and 571 other individuals. Individuals account for about 90% of its regulatory assets.
Where is Next Level Private LLC headquartered?
Its main office is in Harrison, New York. It reports 1 office in total and 16 employees, 10 of whom perform investment advisory functions.
How does Next Level Private LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Next Level Private LLC use?
It reports BNY Pershing as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 23, 2026, it reports these amounts held: BNY Pershing ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Next Level Private LLC a hybrid RIA with a broker-dealer?
Next Level Private LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Next Level Private LLC a fiduciary?
As an SEC-registered investment adviser, Next Level Private LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Next Level Private LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →