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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10121
    Mack Investment Securities, Inc.Northfield, IL · 673 clientsBroker-dealer firmHybrid
    Axos 76%SEI 24%
    $303M
  2. 10122
    Unconventional Investor, LLC88 clientsWealth manager
    Schwab 100%
    $303M
  3. 10123
    Harbour Point CapitalDarien, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $302M
  4. 10124
    Access Financial Group, Inc.Chicago, IL · 314 clientsBroker-dealer firmHybrid
    Raymond James 100%
    $302M
  5. 10125
    Summit Group Retirement Planners, Inc.Exton, PA · 247 clientsAsset managerHybrid
    Fidelity 46%LPL Financial 23%
    $302M
  6. 10126
    Cypress Investment Management, LLCOakbrook Terrace, IL · 127 clientsPrivate fund adviser
    No custodian reported
    $302M
  7. 10127
    FAI Advisors, Inc.Farmington Hills, MI · 370 clientsWealth manager
    SEI 100%
    $302M
  8. 10128
    Core FinancialEl Segundo, CA · 129 clientsWealth managerWrap sponsor
    Fidelity 53%Schwab 38%
    $302M
  9. 10129
    Massachusetts Wealth Management, LLCNorth Andover, MA · 324 clientsWealth manager
    Fidelity 77%Schwab 23%
    $301M
  10. 10130
    Praxis Capital Management LLCChicago, IL · 1 clientsPrivate fund adviser
    No custodian reported
    $301M
  11. 10131
    Blue Diamond Capital Investment AdvisorsProvo, UT · 10 clientsWealth manager
    No custodian reported
    $301M
  12. 10132
    Seneschal Family OfficeTacoma, WA · 227 clientsWealth manager
    Schwab 100%
    $301M
  13. 10133
    BAC Capital Advisors LLCSeattle, WA · 38 clientsAsset manager
    Schwab 94%
    $301M
  14. 10134
    Parsow Management LLC1 clientsPrivate fund adviser
    No custodian reported
    $301M
  15. 10135
    FFP Wealth Management, LLCCoon Rapids, MN · 317 clientsWealth manager
    Schwab 50%Fidelity Distributors Company 50%
    $301M
  16. 10136
    Kinloch Capital, LLCGlen Allen, VA · 185 clientsWealth manager
    Schwab 100%
    $301M
  17. 10137
    Concord Management Services, LLCSummit, NJ · 7 clientsPrivate fund adviser
    No custodian reported
    $301M
  18. 10138
    Innovahealth PartnersNew York, NY · 16 clientsPrivate fund adviser
    No custodian reported
    $301M
  19. 10139
    Headway WealthDurham, United Kingdom · 599 clientsWealth manager
    AJ Bell 100%
    $301M
  20. 10140
    RetirableNew York, NY · 2,210 clientsWealth manager
    Altruist 100%
    $301M
  21. 10141
    Johnson Financial AdvisorsTempe, AZ · 297 clientsWealth managerHybrid
    Fidelity 100%
    $301M
  22. 10142
    Triveni Capital Investments LPStamford, CT · 5 clientsPrivate fund adviser
    No custodian reported
    $301M
  23. 10143
    Vital Wealth Management, LLCRosemont, IL · 300 clientsWealth manager
    Schwab 100%
    $301M
  24. 10144
    Castle Ridge Asset Management LimitedToronto, Ontario, Canada · 6 clientsPrivate fund adviser
    No custodian reported
    $301M
  25. 10145
    Trunorth AdvisorsGreenville, SC · 1,107 clientsWealth manager
    Schwab 100%
    $301M
  26. 10146
    Pl3 Capital LPSunny Isles Beach, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $301M
  27. 10147
    Cauble & Harre Wealth Management, Inc.St. Louis, MO · 106 clientsWealth manager
    Fidelity 77%Schwab 23%
    $301M
  28. 10148
    Transition Financial Advisors Group, LLC149 clientsWealth manager
    Schwab 76%National Bank Independent Network 24%
    $301M
  29. 10149
    Lifeinvest Wealth Management, LTDMiami, FL · 261 clientsWealth managerHybrid
    Pershing 65%
    $301M
  30. 10150
    Mica Creek Capital LLCSteamboat Springs, CO · 4 clientsAsset manager
    UMB Bank, N.A. Capital Markets Division 100%
    $301M
  31. 10151
    Pinnacle Capital Management, LLCEast Syracuse, NY · 511 clientsWealth managerHybridPinnacle Investments, LLC
    Wells Fargo 100%
    $300M
  32. 10152
    Wellspring GBL, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $300M
  33. 10153
    Stangier Wealth ManagementClackamas, OR · 496 clientsWealth manager
    Axos 100%
    $300M
  34. 10154
    Summit Place Financial Advisors, LLCSummit, NJ · 59 clientsWealth manager
    Schwab 100%
    $300M
  35. 10155
    Westwood Wealth ManagementLos Angeles, CA · 130 clientsWealth manager
    LPL Financial 100%
    $300M
  36. 10156
    Capital Wealth Alliance, LLCScottsdale, AZ · 348 clientsWealth managerHybrid
    Raymond James 100%
    $300M
  37. 10157
    Wealth Advisors Network, Inc.Hastings, NE · 494 clientsWealth managerHybrid
    Fidelity 90%
    $300M
  38. 10158
    Deepwork Capital, LLCOrlando, FL · 9 clientsPrivate fund adviser
    No custodian reported
    $300M
  39. 10159
    Krensavage Asset Management, LLCNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $300M
  40. 10160
    Cloud Capital ManagementSeattle, WA · 131 clientsWealth manager
    Schwab 100%
    $300M

RIAs by state