Asset manager · Exton, PA
Summit Group Retirement Planners, Inc.
SEC-registered investment adviser · CRD 169823 · SEC 801-110664
At a glance
Summit Group Retirement Planners, Inc. is an SEC-registered investment adviser based in Exton, Pennsylvania, with $302 million in regulatory assets under management as of its Form ADV filed February 26, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 189 individual clients. By Form ADV it is a asset manager, ranked 1,937th of 3,218 asset managers and 10,125th of 17,210 SEC-registered advisers by assets.
Main office 484-467-7899sgretirementplanners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $302M
- Rank among asset managers
- #1,937 of 3,218
- Rank among all SEC RIAs
- #10,125 of 17,210
- Rank in Pennsylvania
- #367 of 564
- Individual clients
- 189
- High-net-worth clients
- 12
- Accounts
- 255
- Discretionary
- 0% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Anthony J. FiorenzaCEO
- Derek C. FiorenzaCOO and CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Summit Group Retirement Planners, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations Investment advisor representatives of Summit are also Registered Representatives with LPL Financial LLC (“LPL”), CRD# 6413, a FINRA registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 58 | $235M | 78% |
| Individuals | 177 | $40M | 13% |
| High-net-worth individuals | 12 | $26M | 8% |
| Charitable organizations | – | $1M | <1% |
| Corporations or other businesses | – | $1M | <1% |
| Other | – | $1M | <1% |
Disciplinary disclosures
Summit Group Retirement Planners, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sgretirementplanners.com ↗
AtlasMembers
The full record on Summit Group Retirement Planners, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 926 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Background
Questions
How much does Summit Group Retirement Planners, Inc. manage?
Summit Group Retirement Planners, Inc. reports $302 million in regulatory assets under management across 255 accounts, on its Form ADV filed February 26, 2026.
What kind of firm is Summit Group Retirement Planners, Inc.?
Summit Group Retirement Planners, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Summit Group Retirement Planners, Inc.’s clients?
By assets, its largest client types are pension and profit sharing plans ($235 million, 58 clients); individuals ($40 million, 177 clients); high-net-worth individuals ($26 million, 12 clients).
Does Summit Group Retirement Planners, Inc. have any disciplinary history?
Summit Group Retirement Planners, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Summit Group Retirement Planners, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →