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Regulation

BOK Financial Sues Ex-Advisors Over Cerity Move

By Patrick Donachie · WealthManagement.com ·

Image: WealthManagement.com

BOK Financial accused two former staffers in Arizona federal court of breaking employment agreements and soliciting clients with about $1.2 billion in assets to Cerity Partners; in a separate case, Cetera sued an ex-advisor over their move to open an &Partners-affiliated firm.

Summary as published by WealthManagement.com
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