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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

1,873 firms manage $23.7 trillionCalifornia

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6915
    American Investors CoSan Ramon, CA · 766 clientsBroker-dealer firmHybrid
    Schwab 67%Fidelity 33%
    $631M
  2. 6920
    Neumann Capital ManagementFoster City, CA · 191 clientsWealth manager
    Schwab 100%
    $630M
  3. 6934
    Findec Wealth Services, Inc.Stockton, CA · 597 clientsAsset manager
    Schwab 100%
    $628M
  4. 6939
    Ariadne Wealth Management, LPSanta Barbara, CA · 53 clientsWealth manager
    Schwab 60%Fidelity 30%
    $627M
  5. 6944
    Epsilon Financial Group, Inc.Fairfield, CA · 434 clientsWealth manager
    Schwab 100%
    $626M
  6. 6952
    Portfolio Design Labs, LLCEncino, CA · 357 clientsWealth manager
    Schwab 82%
    $625M
  7. 6966
    L2 Point Management LLCSan Francisco, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $622M
  8. 6973
    Avalan, LLCSanta Barbara, CA · 319 clientsWealth manager
    Fidelity 86%
    $622M
  9. 6977
    Parallaxes CapitalLos Angeles, CA · 14 clientsPrivate fund adviser
    No custodian reported
    $621M
  10. 6988
    Tri-Ad Capital Management I, LLCEscondido, CA · 43 clientsAsset manager
    Schwab 79%
    $619M
  11. 6989
    Meritas Wealth Management, LLCSan Rafael, CA · 335 clientsWealth manager
    Schwab 100%
    $619M
  12. 6990
    Sancus Capital Management LPLos Angeles, CA · 5 clientsAsset manager
    State Street 100%
    $619M
  13. 6997
    Regis Metro Associates, Inc.San Francisco, CA · 35 clientsWealth manager
    No custodian reported
    $618M
  14. 7004
    West Wealth Group, LLCIrvine, CA · 2,746 clientsWealth manager
    Schwab 100%
    $617M
  15. 7008
    Stolper & Co., Inc.San Diego, CA · 65 clientsWealth manager
    Schwab 100%
    $616M
  16. 7009
    FMB Wealth ManagementWestlake Village, CA · 324 clientsWealth manager
    Fidelity 85%
    $616M
  17. 7014
    Meaningful Partners LLCEl Segundo, CA · 7 clientsPrivate fund adviser
    No custodian reported
    $615M
  18. 7017
    Financial Alternatives, Inc.La Jolla, CA · 271 clientsWealth manager
    Schwab 62%Fidelity 38%
    $615M
  19. 7050
    Stonemark Wealth ManagementPasadena, CA · 411 clientsWealth managerHybrid
    Fidelity Distributors Company 57%Schwab 43%
    $610M
  20. 7051
    Woodward Diversified Capital, LLCBakersfield, CA · 451 clientsWealth managerWrap sponsor
    Goldman Sachs 59%Wells Fargo 41%
    $610M
  21. 7066
    Shah Wealth AdvisorsChino Hills, CA · 142 clientsWealth managerHybrid
    Schwab 100%
    $606M
  22. 7068
    Caldwell Sutter Capital, Inc.Sausalito, CA · 546 clientsBroker-dealer firmHybrid
    Wedbush Securities 52%Schwab 48%
    $606M
  23. 7095
    Agriglobe Land Advisors, LLCFresno, CA · 23 clientsAsset manager
    No custodian reported
    $602M
  24. 7113
    Praetorian Guard, A Division of Praetorian Wealth Management,incCarmel, CA · 470 clientsWealth manager
    No custodian reported
    $599M
  25. 7123
    Measured Risk PortfoliosSan Diego, CA · 812 clientsWealth manager
    Schwab 100%
    $597M
  26. 7124
    Treehouse Wealth AdvisorsWalnut Creek, CA · 290 clientsWealth manager
    Schwab 100%
    $597M
  27. 7134
    Octahedron Capital Management, L.P.Burlingame, CA · 12 clientsPrivate fund adviser
    No custodian reported
    $594M
  28. 7158
    Section Partners Management, LLCPalo Alto, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $590M
  29. 7160
    MIG Capital, LLCNewport Beach, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $590M
  30. 7182
    Castle Rock Wealth Management, LLCWalnut Creek, CA · 2,040 clientsWealth managerHybrid
    Schwab 100%
    $587M
  31. 7185
    Cuadrilla Capital, LLCSanta Barbara, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $587M
  32. 7186
    ARX Management, LLCEl Segundo, CA · 29 clientsAsset manager
    Huntington National Bank 70%U.S. Bank 30%
    $586M
  33. 7193
    Riley Friedman Asset ManagementLos Altos, CA · 221 clientsWealth manager
    Schwab 77%Fidelity 22%
    $585M
  34. 7207
    Pathview Wealth AdvisorsSan Diego, CA · 362 clientsWealth manager
    Schwab 100%
    $583M
  35. 7215
    Avalon Capital ManagementMenlo Park, CA · 163 clientsWealth manager
    Schwab 100%
    $582M
  36. 7219
    Stewart Wealth Management, Inc.San Rafael, CA · 346 clientsWealth manager
    Schwab 100%
    $582M
  37. 7238
    Boxer Capital Management, LLCSan Diego, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $578M
  38. 7251
    Angeleno Group, LLCBeverly Hills, CA · 11 clientsPrivate fund adviser
    No custodian reported
    $577M
  39. 7264
    Western Standard, LLCLos Angeles, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $575M
  40. 7268
    Curtis Advisory Group, LLCSanta Barbara, CA · 157 clientsWealth manager
    Schwab 100%
    $574M

RIAs by state