Saturday, October 31, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
FP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee DisclosuresIN RIA M&A could hit an all-time high in 2026, says FP TransitionsIN Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO team
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7481
    Sierra Ocean, LLCRipon, CA · 181 clientsWealth manager
    Schwab 100%
    $545M
  2. 7482
    Penobscot Financial AdvisorsPortland, ME · 562 clientsWealth managerWrap sponsor
    Schwab 90%
    $545M
  3. 7483
    TSW II Capital Advisors, LLCChattanooga, TN · 9 clientsPrivate fund adviser
    No custodian reported
    $545M
  4. 7484
    Oneascent Family OfficesBirmingham, AL · 78 clientsAsset manager
    Schwab 100%
    $544M
  5. 7485
    Newstone Capital Partners, LLCDallas, TX · 6 clientsPrivate fund adviser
    No custodian reported
    $544M
  6. 7486
    Golden Reserve Retirement, LLCDublin, OH · 2,008 clientsWealth manager
    Schwab 100%
    $544M
  7. 7487
    Goodreid Investment Counsel Corp.Toronto, Canada · 404 clientsWealth manager
    Fidelity Clearing Canada ULC 68%Scotia Itrade 32%
    $544M
  8. 7488
    Farol Investment Advisers LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $544M
  9. 7489
    Andrews, Lucia Wealth Management LLCDanville, CA · 197 clientsWealth manager
    Schwab 71%Fidelity 29%
    $543M
  10. 7490
    Marion Wealth ManagementMonroeville, PA · 456 clientsWealth manager
    Schwab 100%
    $543M
  11. 7491
    Palumbo Wealth Management LLCGreat Neck, NY · 289 clientsWealth managerHybrid
    Pershing 100%
    $543M
  12. 7492
    Prosperity PlanningNorth Kansas City, MO · 406 clientsWealth manager
    Fidelity 100%
    $543M
  13. 7493
    Fountainhead Financial, LLCChicago, IL · 100 clientsWealth manager
    Schwab 100%
    $543M
  14. 7494
    Headwater Investment Consulting,inc.McMinnville, OR · 649 clientsWealth manager
    Fidelity 100%
    $543M
  15. 7495
    Common Cents PlanningGlen Mills, PA · 463 clientsWealth managerHybrid
    Fidelity 100%
    $542M
  16. 7496
    Juno Financial Group LLCRichmond, VA · 321 clientsWealth manager
    Schwab 60%Fidelity 40%
    $542M
  17. 7497
    Beacon Investment Advisors LLCGaithersburg, MD · 127 clientsWealth manager
    Fidelity 100%
    $542M
  18. 7498
    Tandem Financial, LLCGreenwood Village, CO · 457 clientsWealth manager
    Schwab 92%
    $542M
  19. 7499
    Cibolo Energy Partners, LLCHouston, TX · 9 clientsPrivate fund adviser
    No custodian reported
    $542M
  20. 7500
    Shorehaven Wealth Partners, LLCRed Bank, NJ · 396 clientsWealth manager
    Fidelity 100%
    $542M
  21. 7501
    Affiliated Financial Advisors IncMilwaukee, WI · 898 clientsWealth manager
    Schwab 100%
    $541M
  22. 7502
    Gettings Busch Wealth ManagementLafayette, IN · 884 clientsWealth manager
    Schwab 100%
    $541M
  23. 7503
    Aristides Capital LLCLouisville, KY · 5 clientsPrivate fund adviser
    No custodian reported
    $541M
  24. 7504
    Andalusian Credit Partners, LLCNew York, NY · 2 clientsAsset managerHybrid
    J.P. Morgan 100%
    $541M
  25. 7505
    Northmarq Fund Management, LLCLake Oswego, OR · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $541M
  26. 7506
    Relation Wealth Management, Inc.Tulsa, OK · 126 clientsAsset manager
    Schwab 68%Transamerica Retirement Advisors 32%
    $541M
  27. 7507
    Venrex Investment Management LLPLondon, United Kingdom · 26 clientsPrivate fund adviser
    No custodian reported
    $541M
  28. 7508
    Compound Family Offices, LLCSarasota, FL · 140 clientsWealth manager
    Schwab 100%
    $541M
  29. 7509
    Dividend Assets Capital, LLCRidgeland, SC · 401 clientsWealth manager
    Schwab 100%
    $541M
  30. 7510
    Gray Private Wealth, LLCCanton, MA · 296 clientsWealth manager
    Schwab 100%
    $541M
  31. 7511
    Consilium Investment Management LLCFort Lauderdale, FL · 5 clientsPrivate fund adviser
    BNY 100%
    $541M
  32. 7512
    CAZ Investments Registered Adviser LLCHouston, TX · 1 clientsAsset manager
    No custodian reported
    $541M
  33. 7513
    Ahoy CapitalPalo Alto, CA · 10 clientsPrivate fund adviser
    No custodian reported
    $540M
  34. 7514
    Oakwood Real Estate Partners, LLCDenver, CO · 23 clientsPrivate fund adviser
    No custodian reported
    $540M
  35. 7515
    Herold Advisors, Inc.New York, NY · 563 clientsBroker-dealer firmHybridHerold & Lantern Investments, Inc., clears through Pershing
    Pershing 100%
    $540M
  36. 7516
    Lk&a Investment CounselPasadena, CA · 83 clientsWealth manager
    U.S. Bank 41%Schwab 40%
    $540M
  37. 7517
    Spirit of America Management CorpSyosset, NY · 21 clientsAsset managerHybridDavid Lerner Associates, Inc., clears through RBC Capital Markets
    RBC 100%
    $540M
  38. 7518
    WBI Investments, LLCRed Bank, NJ · 796 clientsWealth manager
    Pershing 88%
    $540M
  39. 7519
    Dynamic Financial GroupCedar Falls, IA · 866 clientsWealth managerHybrid
    Fidelity 100%
    $540M
  40. 7520
    NCM Capital Management, LLCRamsey, NJ · 252 clientsWealth manager
    Fidelity 100%
    $539M

RIAs by state