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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6650
    Saxon Financial GroupHouston, TX · 509 clientsWealth manager
    Raymond James 90%
    $679M
  2. 6653
    Forefront Analytics, LLCW. Conshohocken, PA · 147 clientsAsset manager
    Schwab 72%Fidelity 28%
    $679M
  3. 6654
    Monument Group Wealth Advisors, LLCConcord, MA · 173 clientsWealth manager
    Schwab 63%Fidelity 37%
    $679M
  4. 6656
    Hudson Value Partners, LLCPalm Beach, FL · 204 clientsWealth managerWrap sponsor
    Pershing 90%
    $678M
  5. 6658
    Hyposwiss Advisors SAGeneva, Switzerland · 176 clientsWealth managerBank-affiliated
    Hyposwiss Private Bank 28%Banque Pictet ET CIE SA 24%UBS 23%
    $678M
  6. 6663
    Financial Strategies Group, IncOkemos, MI · 1,284 clientsWealth manager
    Schwab 86%
    $677M
  7. 6664
    9823 Capital, LPDallas, TX · 18 clientsPrivate fund adviser
    Goldman Sachs 85%
    $677M
  8. 6666
    Carderock Capital Management, Inc.Chevy Chase, MD · 221 clientsWealth manager
    Schwab 98%
    $677M
  9. 6670
    Pasi Investments, LLCFarmington, CT · 439 clientsAsset managerAffiliated broker-dealerDaybright Securities, LLC
    Empower Trust 48%Schwab 33%
    $676M
  10. 6676
    Summit Wealth Partners, LLCOrlando, FL · 783 clientsWealth manager
    Schwab 74%Fidelity 26%
    $676M
  11. 6677
    Advantage Wealth PartnersFort Myers, FL · 583 clientsWealth managerWrap sponsor
    Fidelity 86%
    $675M
  12. 6678
    Little House Capital, LLCBraintree, MA · 253 clientsWealth manager
    Schwab 76%Fidelity 24%
    $675M
  13. 6680
    Allegiance Financial GroupVienna, VA · 605 clientsWealth managerHybrid
    Schwab 78%Fidelity 22%
    $675M
  14. 6682
    The Goff Financial GroupHouston, TX · 226 clientsWealth manager
    Schwab 83%
    $674M
  15. 6685
    Garden State Investment Advisory Services, LLCRed Bank, NJ · 2,531 clientsWealth managerWrap sponsorHybridGarden State Securities, Inc., clears through Axos Clearing
    Schwab 65%Axos 35%
    $674M
  16. 6686
    Cherry Tree Wealth Management, LLCMinnetonka, MN · 334 clientsWealth managerHybridCherry Tree & Associates, LLC
    Schwab 69%Fidelity 31%
    $673M
  17. 6689
    Sage Capital Advisors, LLCSioux Falls, SD · 232 clientsAsset manager
    Schwab 61%Fidelity 39%
    $673M
  18. 6690
    Pinnacle Financial Group LLCWestern Springs, IL · 394 clientsWealth manager
    Schwab 74%Fidelity 26%
    $673M
  19. 6702
    ABS Legacy Partners, LLCHickory, NC · 36 clientsWealth manager
    Merrill / Bank of America 86%
    $671M
  20. 6704
    First Financial Coaching, Inc.Mt. Clemens, MI · 1,512 clientsWealth managerHybrid
    Axos 74%Schwab 26%
    $671M
  21. 6709
    Alpine Saxon WoodsPurchase, NY · 158 clientsAsset manager
    RBC 82%
    $670M
  22. 6716
    Oakwell Private Wealth ManagementAustin, TX · 453 clientsWealth manager
    Schwab 81%
    $668M
  23. 6717
    Capeview Capital LLPLondon, United Kingdom · 5 clientsPrivate fund adviser
    Goldman Sachs 27%Citi 24%LGT Bank LTD. 24%
    $668M
  24. 6725
    Bluechip Wealth Advisors LLCMilton, GA · 398 clientsWealth manager
    Schwab 61%SEI 27%
    $666M
  25. 6726
    Beck Bode LLCDedham, MA · 979 clientsWealth manager
    Schwab 49%Altruist 29%LPL Financial 22%
    $666M
  26. 6733
    Focused Alpha, LLCGreenwood Village, CO · 553 clientsWealth managerWrap sponsor
    Fidelity 73%Schwab 27%
    $664M
  27. 6736
    McElhenny Sheffield Capital Management, LLCDallas, TX · 758 clientsWealth manager
    Schwab 80%
    $663M
  28. 6739
    Cruden Bay Investment Management, LLCWestlake Village, CA · 151 clientsWealth managerWrap sponsor
    Schwab 65%LPL Financial 35%
    $663M
  29. 6740
    Ironwood Financial, LLCTucson, AZ · 624 clientsWealth manager
    Schwab 71%Fidelity 29%
    $663M
  30. 6742
    Harrell Investment Partners, LLCAustin, TX · 186 clientsWealth manager
    Raymond James 89%
    $662M
  31. 6746
    Ascend Investment PartnersOgden, UT · 961 clientsWealth managerWrap sponsor
    TradePMR / Robinhood 99%
    $661M
  32. 6750
    Banorte Asset Management, Inc.Houston, TX · 869 clientsWealth managerBank-affiliatedHybridBanorte Securities International LTD, Casa De Bolsa Banorte, clears through Pershing
    Pershing 91%
    $661M
  33. 6759
    Northstar Asset Management Company, LLCBlue Bell, PA · 161 clientsWealth manager
    Schwab 85%
    $660M
  34. 6765
    Aries Wealth Management, LLCPortland, ME · 164 clientsWealth manager
    Pershing 68%Schwab 32%
    $659M
  35. 6766
    Purus Wealth Management, LLCNewport Beach, CA · 642 clientsWealth managerWrap sponsor
    Schwab 69%The Standard 31%
    $658M
  36. 6768
    Arbor Wealth Advisors LLCTroy, MI · 66 clientsWealth manager
    Fidelity 87%
    $658M
  37. 6777
    Warren Street Wealth Advisors, LLCIrvine, CA · 461 clientsWealth manager
    Fidelity 88%
    $656M
  38. 6778
    Old Glory Asset Management LLCMalvern, PA · 21 clientsAsset manager
    First Hawaiian Bank 32%U.S. Bank 29%Amalgamated Bank 26%
    $656M
  39. 6779
    BMB Advisers LLCLos Angeles, CA · 34 clientsWealth manager
    Fidelity 67%
    $656M
  40. 6780
    Rock Point Advisors, LLCBurlington, VT · 243 clientsWealth manager
    Schwab 88%
    $656M

RIAs by state