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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

4,024 firms manage $77.5 trillionmore than one custodian

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 6499
    Peak Planning Group, LLCCentennial, CO · 838 clientsWealth managerWrap sponsor
    Raymond James 74%Schwab 26%
    $710M
  2. 6502
    Rogan & AssociatesSafety Harbor, FL · 1,483 clientsWealth managerWrap sponsorHybrid
    Schwab 72%Osaic FS 28%
    $710M
  3. 6503
    Covision Advisors LLCNew York, NY · 10 clientsPrivate fund adviser
    Pershing 100%
    $708M
  4. 6516
    Morangie Management LLCVero Beach, FL · 98 clientsWealth manager
    Fidelity 90%
    $706M
  5. 6520
    Rempart Asset ManagementMontreal, Quebec, Canada · 467 clientsWealth manager
    National Bank Independent Network 82%
    $705M
  6. 6523
    MarchantLondon, United Kingdom · 6 clientsPrivate fund adviser
    Morgan Stanley 99%
    $705M
  7. 6524
    Halter Ferguson Financial IncCarmel, IN · 292 clientsWealth manager
    Schwab 64%Fidelity 36%
    $705M
  8. 6526
    Bmss Wesson Wealth SolutionsBirmingham, AL · 265 clientsWealth manager
    Schwab 82%
    $704M
  9. 6533
    AR Asset Management, Inc.West Hollywood, CA · 129 clientsWealth manager
    Fidelity 53%Schwab 36%
    $702M
  10. 6534
    Safeguard Investment Advisory Group, LLCCorona, CA · 1,804 clientsWealth manager
    Schwab 54%Fidelity 46%
    $702M
  11. 6538
    Preisz FinancialPortland, OR · 346 clientsAsset managerHybrid
    LPL Financial 31%Empower Financial Services 31%John Hancock Investment Management Distributors 24%
    $702M
  12. 6541
    RPG Family Wealth Advisory, LLCBurlington, MA · 600 clientsWealth manager
    Pershing 69%Fidelity 31%
    $701M
  13. 6549
    HFM Wealth ManagementWest Hartford, CT · 185 clientsWealth manager
    Schwab 82%
    $700M
  14. 6552
    Broadview Financial Management, LLCWauwatosa, WI · 269 clientsWealth manager
    Fidelity 88%
    $699M
  15. 6554
    Lafise Global Advisors LLCMiami, FLAsset managerHybridLafise Securities LLC, clears through StoneX
    Stonex Securities 89%
    $699M
  16. 6561
    ABG ConsultantsCottonwood Heights, UT · 1,885 clientsAsset manager
    Schwab 44%Fidelity 26%
    $697M
  17. 6565
    Maximai Investment Partners, LLCCoral Gables, FL · 171 clientsWealth manager
    Schwab 59%Pershing 41%
    $696M
  18. 6570
    Wembley Strategic Advisory LLCNew York, NY · 11 clientsWealth manager
    J.P. Morgan 83%
    $695M
  19. 6571
    Optimum Quantvest CorporationDallas, TX · 13 clientsAsset manager
    PNC 69%Comerica Bank 31%
    $695M
  20. 6572
    Mayport Wealth Management152 clientsWealth manager
    Schwab 61%Fidelity 39%
    $695M
  21. 6575
    Blueshift Asset ManagementRed Bank, NJ · 7 clientsAsset manager
    Morgan Stanley 92%
    $694M
  22. 6576
    William Joseph Capital Management, Inc.Bristol, CT · 1,879 clientsWealth managerWrap sponsor
    Assetmark Trust 97%
    $694M
  23. 6588
    Unio Capital LLCPrinceton, NJ · 115 clientsAsset manager
    Schwab 45%Northern Trust 28%BNY 27%
    $691M
  24. 6592
    Lazari Capital Management, Inc.Burbank, CA · 968 clientsWealth managerHybridLyndhurst Securities Inc., Michael Lazari Karapetian
    Fidelity 78%
    $691M
  25. 6594
    Brainvest Wealth Management LLCMiami, FL · 175 clientsAsset managerHybrid
    Citi 61%Pershing 39%
    $691M
  26. 6595
    Alti Wealth Management (US International), Inc.Coral Gables, FL · 37 clientsWealth managerPublic-company ownedAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    J.P. Morgan 42%Morgan Stanley 30%Citi 28%
    $691M
  27. 6598
    Plan Group Financial, Inc.Oklahoma City, OK · 1,221 clientsWealth managerHybrid
    Schwab 70%Fidelity Distributors Company 30%
    $690M
  28. 6600
    West Branch Capital LLCAmherst, MA · 372 clientsWealth manager
    Fidelity 78%Schwab 22%
    $690M
  29. 6606
    Signature Equity Partners, LLCColumbus, OH · 1,716 clientsWealth managerWrap sponsorHybrid
    Fidelity 90%
    $688M
  30. 6609
    Siharum Advisors, LLCBoston, MA · 101 clientsWealth manager
    Fidelity 43%Fiduciary Trust 35%
    $687M
  31. 6610
    Atwater MalickLancaster, PA · 297 clientsWealth manager
    Fidelity 46%Schwab 35%
    $687M
  32. 6612
    Smart Wealth, LLCOmaha, NE · 1,012 clientsWealth manager
    Fidelity 89%
    $686M
  33. 6620
    Precedent Wealth Partners, LLCHouston, TX · 201 clientsWealth manager
    Fidelity 52%Schwab 48%
    $685M
  34. 6621
    Sandy Cove Advisors, LLCHingham, MA · 278 clientsWealth manager
    Fidelity 88%
    $685M
  35. 6630
    Compass Wealth Management LLCGuilford, CT · 375 clientsWealth managerWrap sponsor
    Schwab 93%
    $683M
  36. 6632
    Ventira Private Wealth Management LTD.Zurich, Switzerland · 85 clientsWealth manager
    Julius BAR 28%
    $682M
  37. 6634
    Broad RUN Investment Management, LLCArlington, VA · 140 clientsAsset manager
    Schwab 38%SCM DMA (mauritius) Limited 23%
    $682M
  38. 6635
    Sandbox Financial Partners, LLCBethesda, MD · 532 clientsWealth manager
    Fidelity 84%
    $682M
  39. 6637
    Synergy Investment Management LLCAltamonte Springs, FL · 2,500 clientsWealth managerWrap sponsorHybrid
    LPL Financial 85%
    $681M
  40. 6649
    Century Management Financial AdvisorsAustin, TX · 737 clientsWealth manager
    Schwab 83%
    $680M

RIAs by state