Wealth manager, wrap-program sponsor · Altamonte Springs, FL
Synergy Investment Management LLC
SEC-registered investment adviser · CRD 305961 · SEC 801-129970
At a glance
Synergy Investment Management LLC is an SEC-registered investment adviser based in Altamonte Springs, Florida, with $681 million in regulatory assets under management as of its Form ADV filed May 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,469 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 2,201st of 8,915 wealth managers and 6,637th of 17,210 SEC-registered advisers by assets.
Main office 321-203-4458synergywealthalliance.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $681M
- Rank among wealth managers
- #2,201 of 8,915
- Rank among all SEC RIAs
- #6,637 of 17,210
- Rank in Florida
- #351 of 1,090
- Individual clients
- 2,469
- High-net-worth clients
- 784
- Accounts
- 2,500
- Discretionary
- 99% of AUM
- Employees
- 22
- Advisory staff
- 16
- Offices
- 5
Owners and executives on its Form ADV
- Christopher W. BordnerChief Executive Officer, Chief Compliance Officer, Principal, and Wealth Manager
- Solomon ShenCOO
Custody and brokerage
Broker-dealer
Hybrid RIA
Synergy Investment Management LLC is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
ons Certain Advisory Persons of Synergy are also registered representatives of LPL Financial, a securities broker - dealer, and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corpor
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 784 | $457M | 67% |
| Individuals | 1,685 | $207M | 30% |
| Corporations or other businesses | 23 | $16M | 2% |
| Charitable organizations | 5 | $1M | <1% |
| Pension and profit sharing plans | 3 | $1M | <1% |
Disciplinary disclosures
Synergy Investment Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗synergywealthalliance.com ↗
AtlasMembers
The full record on Synergy Investment Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 4,581 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Synergy Investment Management LLC manage?
Synergy Investment Management LLC reports $681 million in regulatory assets under management across 2,500 accounts, 99% of it on a discretionary basis, on its Form ADV filed May 20, 2026.
What kind of firm is Synergy Investment Management LLC?
Synergy Investment Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Synergy Investment Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($457 million, 784 clients); individuals ($207 million, 1,685 clients); corporations or other businesses ($16 million, 23 clients).
Does Synergy Investment Management LLC have any disciplinary history?
Synergy Investment Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Synergy Investment Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →