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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
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The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

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  1. 1782
    Avior Wealth Management, LLCOmaha, NE · 4,894 clientsWealth managerHybrid
    Schwab 71%Fidelity 29%
    $6.5B
  2. 1784
    Douglass Winthrop Advisors LLCNew York, NY · 1,327 clientsWealth managerPublic-company owned
    Schwab 50%Pershing 50%
    $6.5B
  3. 1795
    AndersenMcLean, VA · 612 clientsWealth managerPublic-company owned
    Schwab 82%
    $6.3B
  4. 1803
    Grimes & CompanyWestborough, MA · 3,764 clientsWealth managerHybrid
    Fidelity 59%Schwab 41%
    $6.3B
  5. 1806
    Advisor Logistics, LLCBoerne, TX · 16 clientsAsset manager
    Schwab 84%
    $6.3B
  6. 1814
    Creativeone Wealth, LLCOverland Park, KS · 22,291 clientsWealth managerHybridCreativeone Securities, LLC
    Schwab 81%
    $6.3B
  7. 1821
    Beck, Mack & Oliver LLCNew York, NY · 1,628 clientsWealth manager
    Schwab 49%Fidelity 33%
    $6.2B
  8. 1848
    Nicholas Co IncMilwaukee, WI · 12 clientsAsset managerHybrid
    J.P. Morgan 31%Johnson Bank 25%
    $6.1B
  9. 1849
    Dana Investment Advisors IncWaukesha, WI · 2,290 clientsAsset manager
    Schwab 100%
    $6.1B
  10. 1855
    KCM Investment AdvisorsGreenbrae, CA · 1,598 clientsWealth manager
    Schwab 100%
    $6.0B
  11. 1858
    Ashton Thomas Private WealthScottsdale, AZ · 3,229 clientsWealth managerHybridAshton Thomas Securities, LLC
    Pershing 44%Schwab 34%
    $6.0B
  12. 1860
    Veratis Advisors, Inc.Cary, NC · 105 clientsAsset manager
    Schwab 100%
    $6.0B
  13. 1872
    Westmount Partners, LLCLOS Angeles, CA · 1,463 clientsWealth manager
    Schwab 100%
    $5.9B
  14. 1875
    Index Fund Advisors, Inc.Irvine, CA · 2,159 clientsWealth manager
    Schwab 100%
    $5.9B
  15. 1887
    PitcairnConshohocken, PA · 330 clientsWealth manager
    Fidelity 94%
    $5.9B
  16. 1895
    Evanson Financial, LLC DBA Evanson Asset Management980 clientsWealth manager
    Schwab 87%
    $5.8B
  17. 1907
    SYM Financial AdvisorsWinona Lake, IN · 1,959 clientsWealth manager
    Schwab 79%
    $5.8B
  18. 1914
    Threadline WealthBellevue, WA · 1,246 clientsWealth manager
    Schwab 97%
    $5.8B
  19. 1916
    Buckhead Capital Management, LLCAtlanta, GA · 203 clientsAsset manager
    Principal Securities 27%US Bancorp National Association 22%Northern Trust 22%BNY 22%
    $5.8B
  20. 1921
    Becker Capital Management, Inc.Portland, OR · 841 clientsWealth manager
    Schwab 80%
    $5.7B
  21. 1932
    TFO Wealth PartnersMaumee, OH · 1,986 clientsWealth manager
    Schwab 100%
    $5.7B
  22. 1936
    DynamicPhoenix, AZ · 5,634 clientsWealth manager
    Schwab 82%
    $5.6B
  23. 1938
    Yale Capital Corp.St. Petersburg, FL · 118 clientsWealth manager
    Schwab 100%
    $5.6B
  24. 1940
    Alesco Advisors, LLC, AN ESL CompanyPittsford, NY · 639 clientsAsset managerAffiliated broker-dealerESL Investment Services, LLC, clears through LPL Financial
    Schwab 61%Fidelity Distributors Company 39%
    $5.6B
  25. 1946
    Stratos Wealth Advisors LLCBeachwood, OH · 5,023 clientsWealth managerBank-affiliatedHybridSEI Investments (south Africa) Limited, SEI Investments Distribution Co.
    Fidelity 61%Schwab 39%
    $5.6B
  26. 1949
    Alphapoint, Inc.Corona Del MAR, CA · 115 clientsAsset manager
    Fidelity 48%
    $5.6B
  27. 1954
    Integrated Advisors Network LLCDallas, TX · 7,612 clientsWealth managerHybrid
    Schwab 66%Fidelity 33%
    $5.5B
  28. 1962
    Waldron Private WealthBridgeville, PA · 517 clientsWealth manager
    Fidelity 87%
    $5.5B
  29. 1965
    Frontier Asset Management, LLCSheridan, WY · 3,240 clientsAsset manager
    Fidelity 75%Schwab 25%
    $5.5B
  30. 1966
    BrockenbroughRichmond, VA · 568 clientsPrivate fund adviser
    Schwab 100%
    $5.5B
  31. 1969
    Larson Financial Group, LLCSaint Louis, MO · 4,961 clientsBroker-dealer firmHybridLarson Financial Securities, LLC
    Schwab 83%
    $5.5B
  32. 1980
    Bluespring Wealth Management, LLCAustin, TX · 3,250 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Schwab 94%
    $5.4B
  33. 1984
    True North Advisors, LLCDallas, TX · 1,068 clientsWealth manager
    Schwab 81%
    $5.4B
  34. 1985
    Integrity Alliance, LLCUrbandale, IA · 10,885 clientsBroker-dealer firmHybridIntegrity Capital, LLC
    Schwab 56%Pershing 27%
    $5.4B
  35. 1988
    Fenimore Asset Management, Inc.Cobleskill, NY · 682 clientsAsset managerHybridFenimore Securities, Inc.
    Schwab 100%
    $5.4B
  36. 1991
    Constellation Wealth AdvisorsCincinnati, OH · 417 clientsWealth manager
    Schwab 100%
    $5.4B
  37. 2002
    TCI Wealth Advisors, Inc.Tucson, AZ · 3,268 clientsWealth manager
    Schwab 100%
    $5.4B
  38. 2004
    Western Wealth Management LLCGolden, CO · 11,253 clientsWealth managerHybrid
    LPL Financial 87%
    $5.4B
  39. 2007
    Aliya Capital Partners LLCMiami, FL · 217 clientsPrivate fund adviserAffiliated broker-dealerLeste USA, LLC
    Schwab 100%
    $5.3B
  40. 2009
    David Vaughan Investments, LLCPeoria, IL · 1,240 clientsWealth managerBank-affiliated
    Schwab 100%
    $5.3B

RIAs by state