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Est. 2026The front page of wealth managementNew York

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IN Rising Stars 2026: Turning complexity into confidenceWSR The Most Important Year-End Review Is Your OwnWSR AmeriFlex Recruits 17 Advisors Representing Over $1.4 Billion In Client AssetsWSR Cerulli: Many Investors Still Struggle To Understand Advisors’ FeesWSR Dear Ryan: Transformed On Paper, Uncertain In PracticeIN Meta deal shields Zuckerberg from California wealth tax billRB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicWM The Diamond Podcast for Financial Advisors: How Smart Money Evaluates Wealth Management FirmsWM Cerulli: $5B+ Fee-Only Independent RIAs Face 'Shrinking Footprint'FP Why fee-based models are the future of advisor compensation
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1358
    Sprott Asset Management USA Inc.Darien, CT · 3,362 clientsAsset managerHybridSprott Global Resource Investments LTD
    State Street 44%
    $10B
  2. 1362
    Foundations Investment Advisors LLCPhoenix, AZ · 29,663 clientsWealth manager
    Schwab 80%
    $10B
  3. 1364
    Openarc Corporate Advisory, LLCAtlanta, GA · 3,841 clientsWealth manager
    Schwab 100%
    $10B
  4. 1371
    Hantz Financial Services, Inc.Southfield, MI · 24,070 clientsBroker-dealer firmHybrid
    Schwab 100%
    $10B
  5. 1374
    BMO Family Office, LLCChicago, IL · 73 clientsWealth managerBank-affiliatedAffiliated broker-dealerBMO Capital Markets Corp., BMO Nesbitt Burns Inc.
    Schwab 63%Northern Trust 37%
    $10.0B
  6. 1377
    Intellicents Investment Solutions IncAlbert LEA, MN · 8,280 clientsAsset managerHybrid
    Schwab 39%Empower Retirement 34%
    $9.9B
  7. 1384
    Cynosure Group, LLCSalt Lake City, UT · 148 clientsAsset manager
    Northern Trust 55%Fidelity 42%
    $9.8B
  8. 1387
    Spiderrock Advisors, LLCChicago, IL · 4,480 clientsWealth managerBank-affiliatedHybrid
    Schwab 35%Fidelity 34%
    $9.8B
  9. 1393
    Altair Advisers, LLCChicago, IL · 1,016 clientsWealth manager
    Pershing 100%
    $9.8B
  10. 1394
    Centaurus Financial, Inc.Anaheim, CA · 45,336 clientsBroker-dealer firmHybridPacific Point Securities, LLC
    Schwab 69%
    $9.7B
  11. 1396
    F L Putnam Investment Management Co.Lynnfield, MA · 3,054 clientsWealth manager
    Schwab 50%Fidelity 38%
    $9.7B
  12. 1401
    Signaturefd, LLCAtlanta, GA · 1,913 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.7B
  13. 1410
    Seven Post Investment Office LPSAN Francisco, CA · 53 clientsAsset manager
    Pershing 86%
    $9.6B
  14. 1415
    Cornerstone Advisors Asset Management, LLCBethlehem, PA · 764 clientsAsset managerHybrid
    Tiaa-Cref Individual & Institutional Services 44%Schwab 31%M&t Bank 25%
    $9.6B
  15. 1416
    Mariner Advisor NetworkOverland Park, KS · 16,241 clientsWealth managerHybrid
    LPL Financial 77%Schwab 23%
    $9.6B
  16. 1422
    Composition Wealth, LLCLOS Angeles, CA · 3,986 clientsWealth manager
    Schwab 58%Fidelity 42%
    $9.5B
  17. 1425
    Mutual Advisors, LLCOmaha, NE · 9,960 clientsWealth managerWrap sponsorHybridMutual Securities, Inc.
    Fidelity 57%Schwab 43%
    $9.4B
  18. 1427
    Ritholtz Wealth ManagementNew York, NY · 4,221 clientsWealth manager
    Schwab 72%Fidelity 28%
    $9.4B
  19. 1436
    Joel Isaacson & Co., LLCNew York, NY · 1,271 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $9.3B
  20. 1449
    ProcyonShelton, CT · 3,048 clientsAsset managerHybrid
    Fidelity 41%Schwab 39%
    $9.2B
  21. 1454
    Crawford Investment Counsel IncAtlanta, GA · 2,039 clientsWealth manager
    Fidelity 63%Schwab 37%
    $9.1B
  22. 1459
    Americana Partners, LLCHouston, TX · 1,818 clientsWealth managerHybrid
    Schwab 100%
    $9.1B
  23. 1470
    Simon Quick Advisors, LLCMorristown, NJ · 1,042 clientsWealth manager
    Fidelity 74%Schwab 26%
    $9.0B
  24. 1475
    Kingsview Wealth Management, LLCGrants Pass, OR · 12,309 clientsWealth managerHybrid
    Raymond James 73%Schwab 27%
    $9.0B
  25. 1484
    Axxcess Wealth Management, LLCCarlsbad, CA · 10,357 clientsWealth managerHybrid
    LPL Financial 39%Schwab 36%Wells Fargo 25%
    $8.9B
  26. 1487
    Gradient Investments, LLCArden Hills, MN · 26,806 clientsWealth managerAffiliated broker-dealerGradient Securities, LLC
    Schwab 100%
    $8.8B
  27. 1489
    Arkadios Wealth AdvisorsAtlanta, GA · 14,886 clientsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC
    Fidelity 84%
    $8.8B
  28. 1491
    Hardman Johnston Global Advisors LLCStamford, CT · 263 clientsPrivate fund adviser
    J.P. Morgan 42%Schwab 34%BNY 25%
    $8.8B
  29. 1492
    Robertson StephensSAN Francisco, CA · 2,295 clientsWealth managerHybridRobertson Stephens Capital Markets, LLC
    Schwab 53%Fidelity 47%
    $8.8B
  30. 1493
    TIAA Kaspick, LLCBoston, MA · 154 clientsAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC
    Schwab 100%
    $8.7B
  31. 1494
    Hamlin Capital Management, LLCNew York, NY · 1,924 clientsAsset manager
    National Financial Services 32%Schwab 27%Deutsche Bank 23%
    $8.7B
  32. 1498
    Forum Financial Management, LPLombard, IL · 5,841 clientsWealth managerHybrid
    Schwab 99%
    $8.7B
  33. 1511
    Vise AI AdvisorsNew York City, NY · 16,405 clientsWealth manager
    Schwab 54%Fidelity 35%
    $8.5B
  34. 1512
    One Capital Management, LLCWestlake Village, CA · 3,535 clientsWealth manager
    Schwab 66%National Bank Independent Network (nbin) 34%
    $8.5B
  35. 1513
    Northwest Capital Management Inc.Lake Oswego, OR · 203 clientsAsset managerAffiliated broker-dealerCWM, LLC, Carson Group Brokerage, LLC
    Fidelity 64%
    $8.5B
  36. 1520
    Douglas C. Lane & AssociatesNew York, NY · 1,144 clientsWealth managerAffiliated broker-dealer
    Schwab 52%Fidelity Distributors Company 48%
    $8.4B
  37. 1521
    Empirical Wealth ManagementSeattle, WA · 2,400 clientsWealth managerWrap sponsor
    Schwab 100%
    $8.4B
  38. 1527
    Zhang FinancialPortage, MI · 2,331 clientsWealth managerWrap sponsor
    LPL Financial 60%State Street 25%
    $8.4B
  39. 1531
    Elevation Point Wealth Partners, LLCDenver, CO · 4,936 clientsWealth managerHybrid
    Fidelity 39%
    $8.3B
  40. 1532
    Wealthcare Advisory Partners LLCWest Chester, PA · 10,948 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 56%Schwab 44%
    $8.3B

RIAs by state