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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

6,418 firms manage $13.6 trillionCharles Schwab

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 5693
    Mengis Capital Management, Inc.Portland, OR · 300 clientsWealth manager
    Schwab 89%
    $903M
  2. 5694
    Formidable Asset Management, LLCCincinnati, OH · 900 clientsWealth manager
    Raymond James 52%LPL Financial 26%
    $903M
  3. 5695
    Studio Investment ManagementChicago, IL · 355 clientsWealth manager
    Schwab 100%
    $903M
  4. 5698
    Navis Wealth Advisors LLCRye Brook, NY · 126 clientsWealth managerHybrid
    Schwab 100%
    $902M
  5. 5699
    The Fairman Group, LLCChesterbrook, PA · 142 clientsWealth manager
    Schwab 100%
    $902M
  6. 5701
    Flaharty Asset Management, LLCClearwater, FL · 1,130 clientsWealth managerWrap sponsorHybrid
    LPL Financial 99%
    $902M
  7. 5705
    Beacon Financial Advisory LLCCleveland, OH · 1,556 clientsWealth managerHybrid
    Schwab 97%
    $901M
  8. 5706
    Greenup Street Wealth Management LLCOverland Park, KS · 973 clientsWealth manager
    Fidelity 76%Schwab 24%
    $900M
  9. 5709
    93 Financial Group, LLCWoburn, MA · 1,175 clientsWealth manager
    Schwab 100%
    $900M
  10. 5713
    Asset Management Group, Inc.Stamford, CT · 264 clientsWealth managerHybrid
    Schwab 100%
    $898M
  11. 5714
    Riskbridge Advisors, LLCNorwalk, CT · 293 clientsAsset manager
    Schwab 87%
    $898M
  12. 5717
    Sawyer Falduto Asset Management, LLCElmhurst, IL · 514 clientsAsset manager
    Schwab 100%
    $897M
  13. 5718
    Key Client Fiduciary Advisors, LLCFairfield, NJ · 2,272 clientsWealth manager
    Schwab 100%
    $896M
  14. 5721
    Stonebridge Financial GroupSan Rafael, CA · 951 clientsWealth managerHybrid
    Schwab 100%
    $896M
  15. 5722
    Maytech Global InvestmentsNew York, NY · 126 clientsWealth manager
    Interactive Brokers 68%Schwab 32%
    $895M
  16. 5723
    Kelman Lazarov IncMemphis, TN · 579 clientsWealth managerHybrid
    Schwab 85%
    $895M
  17. 5724
    Makrod Investment Associates IncVerona, NJ · 576 clientsWealth manager
    Schwab 82%
    $894M
  18. 5729
    Compass Financial Management LLCTampa, FL · 2,228 clientsWealth managerHybrid
    Schwab 54%Fidelity 46%
    $894M
  19. 5734
    JLB & Associates IncPlymouth, MI · 291 clientsWealth manager
    Schwab 78%
    $893M
  20. 5740
    HeadinvestPortland, ME · 445 clientsWealth manager
    Schwab 100%
    $892M
  21. 5750
    Thomas J. Herzfeld Advisors, Inc.Miami Beach, FL · 300 clientsPrivate fund adviser
    Schwab 41%RBC 37%
    $890M
  22. 5751
    Tran Capital Management, L.P.San Rafael, CA · 348 clientsWealth managerHybrid
    Fidelity 47%Schwab 33%
    $890M
  23. 5753
    J.P. King Advisors, Inc.Walnut Creek, CA · 452 clientsWealth manager
    Fidelity 66%Schwab 33%
    $890M
  24. 5754
    3chopt Investment Partners LLCRichmond, VA · 236 clientsWealth manager
    Schwab 100%
    $889M
  25. 5758
    Westside Investment Management, LLCSanta Monica, CA · 890 clientsWealth managerHybrid
    LPL Financial 84%
    $889M
  26. 5764
    Bernicke Wealth ManagementAltoona, WI · 868 clientsBroker-dealer firmHybrid
    Schwab 100%
    $887M
  27. 5769
    Covington Investment Advisors, Inc.Ligonier, PA · 236 clientsWealth manager
    Schwab 100%
    $886M
  28. 5772
    Pearson Financial ServicesDennis, MA · 500 clientsWealth managerHybrid
    Schwab 100%
    $885M
  29. 5773
    New World Advisors LLCHingham, MA · 105 clientsWealth manager
    Fiduciary Trust 55%Schwab 45%
    $885M
  30. 5774
    United Capital Management of Kansas, Inc.Salina, KS · 1,655 clientsWealth managerHybrid
    Schwab 100%
    $885M
  31. 5778
    Lebenthal Diversified Asset Management Inc.Hauppauge, NYAsset managerHybridLebenthal Financial Services, Inc.
    Raymond James 53%Schwab 47%
    $884M
  32. 5779
    Sage Rhino Capital LLCMenlo Park, CA · 196 clientsWealth manager
    Fidelity 73%Schwab 27%
    $884M
  33. 5780
    CastellanLouisville, KY · 23 clientsWealth manager
    Schwab 100%
    $882M
  34. 5781
    Intelligence Driven Advisers, LLCCarlsbad, CA · 660 clientsWealth manager
    Schwab 100%
    $882M
  35. 5783
    All Star FinancialMinneapolis, MN · 558 clientsWealth managerBank-affiliated
    Fidelity 95%
    $882M
  36. 5784
    Freedom AdvisoryGuaynabo, PR · 528 clientsWealth manager
    Schwab 88%
    $881M
  37. 5788
    Park Place Capital CorporationHomewood, AL · 610 clientsWealth managerBank-affiliatedHybridPark Place Capital Securities Corp.
    Schwab 60%Fifth Third Bank 40%
    $879M
  38. 5789
    Transatlantique Private Wealth LLCNew York, NY · 411 clientsWealth managerBank-affiliatedAffiliated broker-dealerCIC Market Solutions, Inc.
    Interactive Brokers 41%Banque Transatlantique Paris 38%
    $879M
  39. 5791
    Chatham Capital Group IncSavannah, GA · 250 clientsWealth manager
    Schwab 100%
    $878M
  40. 5792
    Milestone Investment Advisors, LLCMiddleton, WI · 414 clientsWealth manager
    Schwab 99%
    $878M

RIAs by state