Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
6,418 firms manage $13.6 trillionCharles Schwab
Open in the Atlas screenerAtlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
- 15729Shield Wealth AdvisorsWealth manager$68M
- 15731Parlin Advisors LLCWealth manager$68M
- 15736Occam Capital Management, LLCWealth manager$67M
- 15737Chlastawa, Allan F.Wealth manager$67M
- 15743Watchstone Wealth Management LLCWealth managerWrap sponsor$67M
- 15745Clarion Call CapitalAsset manager$66M
- 15746C & C Financial Services, Inc.Wealth manager$66M
- 15750Stewardship Financial PlanningWealth manager$66M
- 15752Evolution Vision Wealth ManagementWealth manager$65M
- 15754N Financial PlansWealth manager$65M
- 15757Myra WealthWealth manager$65M
- 15758Rosci Lamb, LLCAsset manager$65M
- 15759Empiric Advisors, Inc.Wealth managerHybridEmpiric Distributors, Inc.$65M
- 15760Peconic Asset PlanningWealth managerWrap sponsorHybrid$65M
- 15761Build Asset ManagementAsset manager$65M
- 15763MCA Cross Border Capital Inc.Wealth manager$65M
- 15764Mint Asset Management LLCWealth manager$65M
- 15765Hudson View Advisors, LLCWealth managerHybrid$64M
- 15766Serenity Capital Advisors Inc.Wealth manager$64M
- 15770Sloan Advisory Group, Inc.Wealth manager$64M
- 15775Wealthunite Advisors, LLCWealth manager$63M
- 15781Leslie Marie GiordanoWealth manager$63M
- 15783Northstar Financial Advisors LLCWealth manager$62M
- 15784Truehaven CapitalWealth manager$62M
- 15787Birch Wealth ManagementWealth manager$62M
- 15797Anchor Capital Management, LLCWealth manager$61M
- 15801J. Mandwelle Capital ManagementWealth manager$61M
- 15808Collective Wealth Partners, LLCWealth manager$60M
- 15810CWM Partners, LLCWealth manager$60M
- 15811Quantel Asset Management LLCWealth manager$60M
- 15815Argus Equity Partners, LLCWealth manager$59M
- 15817Capital Insights Group of WNY, LLC.Wealth manager$59M
- 15821Helianth Investment Management LLCWealth manager$58M
- 15822Mutual Trust Asset Mgmt., Inc.Wealth managerHybridCalton & Associates, Inc.$58M
- 15823Transglobal Advisory, LLCWealth managerHybridGlobalink Securities, Inc., clears through Interactive Brokers, Wedbush$58M
- 15825My Prosper TeamPrivate fund adviser$58M
- 15839Sims Capital Management LLCAsset manager$56M
- 15844Flying Point Asset Management LLCWealth manager$56M
- 15845Bullseye Investment GroupWealth manager$56M
- 15850REA FinancialWealth manager$55M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25