Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
627 firms manage $3.9 trillionBNY Pershing
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- 7222Hyperion Capital Advisors LPPrivate fund adviser$581M
- 7240Oxler Private WealthWealth manager$578M
- 7241Jackson, Grant Investment Advisers, Inc.Wealth manager$578M
- 7243Valueworks, LLCPrivate fund adviser$577M
- 7254Sanders Morris LLCBroker-dealer firmHybrid$576M
- 7263Keidan Financial Consultants LLCWealth managerHybrid$575M
- 7279Independent Investors IncWealth manager$572M
- 7305Inveris US LLCAsset manager$568M
- 7330Googins Advisors, Inc.Broker-dealer firm$566M
- 7336Jackson Square Capital, LLCWealth managerWrap sponsor$564M
- 7337Shikiar Asset Management IncWealth manager$564M
- 7344Downtown Wealth Studios, LLCWealth manager$563M
- 7389Wealth Science Advisors LLCWealth manager$559M
- 7421Kercheville Advisors LLCWealth manager$555M
- 7431SC Asesores EN Inversiones Independientes SA De CVAsset manager$553M
- 7439Nexus One Financial Advisors LLCWealth manager$552M
- 7462Crux Wealth AdvisorsWealth managerHybrid$548M
- 7474Wellington Shields & Co., LLCBroker-dealer firmHybrid$546M
- 7491Palumbo Wealth Management LLCWealth managerHybrid$543M
- 7515Herold Advisors, Inc.Broker-dealer firmHybridHerold & Lantern Investments, Inc., clears through Pershing$540M
- 7518WBI Investments, LLCWealth manager$540M
- 7542Redmond Asset Management, LLCWealth manager$537M
- 7543Hinds Financial Group IncWealth managerHybrid$537M
- 7563Robertson Investment ManagementWealth managerHybrid$534M
- 7578Eight 31 Financial, LLCWealth managerWrap sponsor$532M
- 7616BCR Wealth StrategiesWealth manager$528M
- 7621Noble Family WealthWealth manager$527M
- 7625Compass Financial Advisory Services, LLCWealth managerWrap sponsor$527M
- 7627Compass Group Investments Solutions LLCWealth managerPublic-company ownedHybridCG Compass (USA) LLC, clears through Pershing$527M
- 7655McLaughlin Ryder Investments, Inc.Broker-dealer firmHybrid$522M
- 7673Matson Financial Advisors, Inc.Wealth managerHybrid$519M
- 7692Medallion Wealth Advisors, LLCWealth managerWrap sponsorHybrid$517M
- 7704Wealthspring Capital LLCAsset manager$515M
- 7839Kahn Brothers Advisors LLCWealth managerHybridKahn Brothers LLC, clears through Pershing$499M
- 7849Schmidt Financial ManagementWealth manager$498M
- 7860Monarch Capital Management IncWealth manager$496M
- 7883UAS Asset ManagementWealth manager$493M
- 7995Harbor Advisory CorporationWealth manager$481M
- 8041Noctua International WMG, LLCWealth manager$474M
- 8048Towle & CoAsset manager$474M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25