Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Wealth manager, independent · Plano, TX

Nexus One Financial Advisors LLC

SEC-registered investment adviser · CRD 336809 · SEC 801-134359

At a glance

Nexus One Financial Advisors LLC is an SEC-registered investment adviser based in Plano, Texas, with $552 million in regulatory assets under management as of its Form ADV filed September 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 685 individual clients. By Form ADV it is a wealth manager, ranked 2,681st of 8,915 wealth managers and 7,439th of 17,210 SEC-registered advisers by assets.

Main office 214-800-4442nxfa.comAs filed on Form ADV

Regulatory AUM
$552M
Rank among wealth managers
#2,681 of 8,915
Rank among all SEC RIAs
#7,439 of 17,210
Rank in Texas
#480 of 1,081
Individual clients
685
High-net-worth clients
185
Accounts
1,661
Discretionary
100% of AUM
Employees
10
Advisory staff
5
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. BNY Pershing$552M

Other RIAs using BNY Pershing

Broker-dealer

Broker-dealer named in its brochure

Its Form ADV brochure (filed September 2026) names Mutual Securities as the broker-dealer its advisers are registered with.

Certain Advisory Persons are also Registered Representatives of Mutual Securities, Inc.

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals185$346M63%
Individuals500$206M37%

Disciplinary disclosures

Nexus One Financial Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗nxfa.com ↗

AtlasMembers

The full record on Nexus One Financial Advisors LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 5,182 peers of its type and size
Locked
Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Nexus One Financial Advisors LLC manage?

Nexus One Financial Advisors LLC reports $552 million in regulatory assets under management across 1,661 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 3, 2026.

What kind of firm is Nexus One Financial Advisors LLC?

Nexus One Financial Advisors LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Nexus One Financial Advisors LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($346 million, 185 clients); individuals ($206 million, 500 clients).

Does Nexus One Financial Advisors LLC have any disciplinary history?

Nexus One Financial Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Nexus One Financial Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →