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Chief Compliance Officer · Wainwright Investment Counsel LLC

Christopher M. Mortara

CRD 2858346 · Named on Form ADV at 7 SEC-registered advisers

At a glance

Wainwright Investment Counsel LLC, an SEC-registered asset manager based in Boston, MA with $5.5 billion in regulatory assets, lists Christopher M. Mortara on its Form ADV as Chief Compliance Officer. The SEC filings also name Christopher at 6 other registered advisers.

Firms and roles

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
7 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (25)

  • Stephen D. BarrettMember of Board of Managers, Wainwright Investment Counsel LLC
  • Eric P. BertonazziChairman of Board of Managers, Chief Executive Officer, Chief Investment Officer, Wainwright Investment Counsel LLC
  • Gustavo A. AristizabalMember of Board of Managers, President and Corporate Secretary, Wainwright Investment Counsel LLC
  • Paul G. MartinsMember of Board of Managers, Chief Financial & Administrative Officer, Wainwright Investment Counsel LLC
  • Matthew K. SeneyChief Operating Officer, Deputy Chief Investment Officer, Wainwright Investment Counsel LLC

20 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.