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Member of Board of Managers · Wainwright Investment Counsel LLC

Stephen D. Barrett

CRD 13479 · Named on Form ADV at one SEC-registered adviser

At a glance

Wainwright Investment Counsel LLC, an SEC-registered asset manager based in Boston, MA with $5.5 billion in regulatory assets, lists Stephen D. Barrett on its Form ADV as Member of Board of Managers, a control person.

Firms and roles

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric P. BertonazziChairman of Board of Managers, Chief Executive Officer, Chief Investment Officer, Wainwright Investment Counsel LLC
  • Gustavo A. AristizabalMember of Board of Managers, President and Corporate Secretary, Wainwright Investment Counsel LLC
  • Paul G. MartinsMember of Board of Managers, Chief Financial & Administrative Officer, Wainwright Investment Counsel LLC
  • Matthew K. SeneyChief Operating Officer, Deputy Chief Investment Officer, Wainwright Investment Counsel LLC
  • Christopher M. MortaraChief Compliance Officer, Wainwright Investment Counsel LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.