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Est. 2026The front page of wealth managementNew York

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RB Schwab RIAs have until Monday to convert exclusively to 'Docusign,' ending paper era, as it deputizes Nevis to help RIAs conquer their onboarding quagmire – and prove AI can fix 'the most painful workflow at any RIA'WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee Disclosures
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10672
    Triangle Peak Partners, LPPalo Alto, CA · 4 clientsPrivate fund adviser
    No custodian reported
    $272M
  2. 10673
    Invest Capital PartnersSpringboro, OH · 661 clientsWealth manager
    Raymond James 61%Schwab 39%
    $272M
  3. 10674
    Advanced Retirement Solutions, LLC50 clientsAsset manager
    Voya Institutional Trust 56%Empower 44%
    $272M
  4. 10675
    Crossgate Wealth Advisors, LLCNewtown, PA · 183 clientsWealth manager
    Fidelity 100%
    $272M
  5. 10676
    Generational Private Wealth41 clientsWealth manager
    Schwab 100%
    $272M
  6. 10678
    Tailored Wealth SolutionsSaratoga Springs, NY · 253 clientsWealth manager
    Schwab 100%
    $272M
  7. 10680
    Fairlead Asset Management LLCGreenwich, CT · 1 clientsAsset manager
    No custodian reported
    $272M
  8. 10681
    Rahlfs Capital, LLC15 clientsWealth manager
    Bank of Texas, N.A. Private Wealth Trust Group 56%Schwab 44%
    $272M
  9. 10682
    SK Advisor Network, LLCPlano, TX · 185 clientsWealth managerWrap sponsor
    Schwab 75%Fidelity 25%
    $272M
  10. 10684
    Eastgate Capital Advisors LLCWinnetka, IL · 55 clientsWealth manager
    Schwab 100%
    $271M
  11. 10686
    Round Hill Asset Management IncPasadena, CA · 186 clientsWealth manager
    Schwab 100%
    $271M
  12. 10688
    Healthpointcapital Management, LLCSan Diego, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $271M
  13. 10689
    Hutner Capital Management Inc.Manchester, VT · 120 clientsWealth manager
    Pershing 74%BNY 26%
    $271M
  14. 10692
    Councilmark Asset Management, LLCKnoxville, TN · 28 clientsWealth manager
    Schwab 100%
    $271M
  15. 10693
    CBG & Company, Inc.Fishers, IN · 211 clientsWealth manager
    Schwab 79%
    $271M
  16. 10694
    Hallador Investment Advisors, Inc.Reno, NV · 16 clientsPrivate fund adviser
    Fidelity 100%
    $271M
  17. 10695
    Daus Financial Group, LLCKalamazoo, MI · 327 clientsWealth manager
    Schwab 100%
    $271M
  18. 10696
    Baypointe Partners, LLCStamford, CT · 4 clientsAsset manager
    No custodian reported
    $271M
  19. 10697
    PAN Global Advisers, LLCNewport Beach, CA · 20 clientsAsset manager
    Schwab 100%
    $270M
  20. 10698
    Financial FuturesBrielle, NJ · 206 clientsWealth manager
    Schwab 100%
    $270M
  21. 10699
    Private Investor Club LLC39 clientsPrivate fund adviser
    No custodian reported
    $270M
  22. 10700
    Prota FinancialHouston, TX · 673 clientsWealth manager
    Schwab 100%
    $270M
  23. 10701
    Foundation Energy ManagementAddison, TX · 6 clientsPrivate fund adviser
    No custodian reported
    $270M
  24. 10702
    Corps Capital Advisors, LLCSouthlake, TX · 19 clientsWealth manager
    Fidelity 100%
    $270M
  25. 10703
    Sage Financial Advisors Inc.Scottsdale, AZ · 115 clientsWealth manager
    Schwab 100%
    $270M
  26. 10704
    Raffles Capital Management, LLCNew York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $270M
  27. 10706
    Kaleido Capital Partners LimitedHong Kong, Hong Kong · 2 clientsAsset manager
    Morgan Stanley 60%Goldman Sachs 40%
    $270M
  28. 10707
    Tillridge Global Agribusiness PartnersDallas, TX · 1 clientsPrivate fund adviser
    No custodian reported
    $270M
  29. 10708
    Evart, Young & Hobbs Investment ManagementRedwood City, CA · 240 clientsWealth manager
    Schwab 100%
    $270M
  30. 10709
    Beringea, LLCFarmington Hills, MI · 4 clientsPrivate fund adviser
    No custodian reported
    $270M
  31. 10710
    Ervin Investment Management98 clientsWealth manager
    Schwab 100%
    $270M
  32. 10712
    Client First Capital, LLC73 clientsWealth manager
    Fidelity 100%
    $270M
  33. 10718
    Prosperity Wealth Planning LLCIrvine, CA · 173 clientsWealth manager
    Schwab 100%
    $269M
  34. 10719
    VRM Penzini Capital L.L.C.San Juan, PR · 12 clientsPrivate fund adviser
    No custodian reported
    $269M
  35. 10721
    Capitol Financial Consultants, Inc.McLean, VA · 107 clientsWealth managerWrap sponsor
    Schwab 100%
    $269M
  36. 10723
    AjovistaBoston, MA · 4 clientsAsset manager
    BNY 100%
    $269M
  37. 10726
    Dorado Wealth Management LLC76 clientsWealth manager
    No custodian reported
    $269M
  38. 10727
    Schear Investment Advisers, LLCCincinnati, OH · 92 clientsWealth manager
    Schwab 100%
    $269M
  39. 10728
    Peak Financial AdvisorsDenver, CO · 122 clientsWealth manager
    Schwab 100%
    $269M
  40. 10729
    Stonebridge Capital Management IncLos Angeles, CA · 212 clientsWealth manager
    Schwab 100%
    $269M

RIAs by state