Wealth manager, independent · LOS Angeles, CA
Stonebridge Capital Management Inc
SEC-registered investment adviser · CRD 106073 · SEC 801-5363
At a glance
Stonebridge Capital Management Inc is an SEC-registered investment adviser based in LOS Angeles, California, with $269 million in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 209 individual clients. By Form ADV it is a wealth manager, ranked 4,752nd of 8,915 wealth managers and 10,729th of 17,210 SEC-registered advisers by assets.
Main office 310-277-1450stonebridgecapital.comAs filed on Form ADV
- Regulatory AUM
- $269M
- Rank among wealth managers
- #4,752 of 8,915
- Rank among all SEC RIAs
- #10,729 of 17,210
- Rank in California
- #1,230 of 1,873
- Individual clients
- 209
- High-net-worth clients
- 79
- Accounts
- 212
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Debra L. NewmanChief Compliance Officer, Executive Vice President, Corporate Secretary, Chief Financial Officer & Managing Director
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 79 | $244M | 91% |
| Individuals | 130 | $14M | 5% |
| Pension and profit sharing plans | 2 | $8M | 3% |
| Charitable organizations | 1 | $2M | <1% |
Disciplinary disclosures
Stonebridge Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗stonebridgecapital.com ↗
AtlasMembers
The full record on Stonebridge Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,446 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stonebridge Capital Management Inc manage?
Stonebridge Capital Management Inc reports $269 million in regulatory assets under management across 212 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is Stonebridge Capital Management Inc?
Stonebridge Capital Management Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Stonebridge Capital Management Inc’s clients?
By assets, its largest client types are high-net-worth individuals ($244 million, 79 clients); individuals ($14 million, 130 clients); pension and profit sharing plans ($8 million, 2 clients).
Does Stonebridge Capital Management Inc have any disciplinary history?
Stonebridge Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stonebridge Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →