Sunday, November 1, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WT Ep. 368: October 2026 WealthTech NewsFP Survey: Firms commit to marketing but aren't tracking the resultsFP High mortgage rates complicate the case for paying cash for a homeIN Advisor moves: Raymond James lands $700M Truist duo in FloridaFP Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?SEC SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsWM Wealth Firms Urge Patience on Anthropic IPOIN Schwab IMPACT 2026 full conference coverageWM Snowden Lane Settles SEC Charges Over Fee DisclosuresIN RIA M&A could hit an all-time high in 2026, says FP Transitions
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10074
    Rockwall Wealth ManagementRockwall, TX · 612 clientsWealth manager
    Schwab 100%
    $305M
  2. 10075
    Stableford Capital LLCScottsdale, AZ · 92 clientsWealth manager
    Fidelity 100%
    $305M
  3. 10076
    Nextbio Capital Management LPAustin, TX · 8 clientsPrivate fund adviser
    No custodian reported
    $305M
  4. 10078
    Retirement Capital Strategies, Inc.San Jose, CA · 263 clientsWealth manager
    Schwab 100%
    $305M
  5. 10079
    Kachkovsky & Fisher, Inc.San Diego, CA · 457 clientsWealth managerWrap sponsor
    Raymond James 100%
    $305M
  6. 10082
    Integrity Wealth LLCEugene, OR · 245 clientsWealth manager
    Fidelity 100%
    $305M
  7. 10083
    Temerity Strategic PartnersChicago, IL · 3 clientsPrivate fund adviser
    No custodian reported
    $305M
  8. 10084
    YON Drake & Associates IncColumbia, SCAsset manager
    No custodian reported
    $305M
  9. 10086
    Broadview Wealth PartnersBoulder, CO · 310 clientsWealth manager
    Raymond James 100%
    $305M
  10. 10087
    Black Cypress Capital68 clientsWealth manager
    Fidelity 100%
    $305M
  11. 10089
    Logica Capital Advisers, LLCLos Angeles, CA · 5 clientsAsset manager
    UBS 100%
    $305M
  12. 10090
    Sims Investment Management LLCCincinnati, OH · 522 clientsWealth manager
    Schwab 100%
    $305M
  13. 10093
    Nautilus Advisors LLCLa Jolla, CA · 188 clientsWealth manager
    Schwab 100%
    $304M
  14. 10094
    MD Financial Advisors / Vestment FinancialChanhassen, MN · 478 clientsWealth manager
    Schwab 100%
    $304M
  15. 10096
    Codex Capital Asset Management, L.L.C.18 clientsWealth manager
    Goldman Sachs 100%
    $304M
  16. 10097
    Professional Financial Management, Inc.Bozeman, MT · 163 clientsWealth manager
    Schwab 100%
    $304M
  17. 10098
    Thryve Wealth ManagementSanta Barbara, CA · 84 clientsWealth manager
    Schwab 100%
    $304M
  18. 10099
    Coltrane Asset Management, L.P.New York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $304M
  19. 10101
    Signature Resources Capital Management, LLCNewport Beach, CA · 378 clientsWealth manager
    Schwab 100%
    $304M
  20. 10102
    Thrive Retirement SpecialistsRoyal Oak, MI · 70 clientsWealth manager
    Schwab 100%
    $304M
  21. 10103
    GBC Investment Group23 clientsAsset manager
    Truist Bank 68%
    $304M
  22. 10105
    Brightwater Advisory, LLCTampa, FL · 285 clientsWealth manager
    Schwab 100%
    $304M
  23. 10106
    Guilbault CapitalMetairie, LA · 138 clientsWealth managerWrap sponsor
    Wells Fargo 100%
    $304M
  24. 10107
    Ceera Investments, LLC187 clientsWealth manager
    Schwab 100%
    $304M
  25. 10108
    Siddhi Capital, LLCMeridian, ID · 11 clientsPrivate fund adviser
    No custodian reported
    $304M
  26. 10109
    Asia Pacific Financial Management Group, Inc.Hagatna, Guam · 1,490 clientsWealth manager
    RBC 100%
    $304M
  27. 10110
    Penney FinancialHouston, TX · 110 clientsWealth manager
    Schwab 100%
    $304M
  28. 10111
    American Trust Investment Advisors, LLCLebanon, NH · 116 clientsAsset manager
    Schwab 100%
    $303M
  29. 10112
    Campbell Capital Management IncMiami, FL · 265 clientsWealth manager
    Fidelity 100%
    $303M
  30. 10114
    Beckerman WealthOcean Grove, NJ · 217 clientsWealth manager
    Fidelity Distributors Company 100%
    $303M
  31. 10115
    Mission Value Partners, LLCNashville, TN · 3 clientsPrivate fund adviser
    Northern Trust 100%
    $303M
  32. 10116
    The Operators Fund Investment Management, L.P.New York, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $303M
  33. 10117
    Clientfirst Wealth Management, LLCLittle Rock, AR · 54 clientsWealth manager
    Raymond James 100%
    $303M
  34. 10119
    Breakwater Investment ManagementSeattle, WA · 152 clientsWealth manager
    Schwab 100%
    $303M
  35. 10120
    Alethea Capital Management, LLC45 clientsWealth manager
    Schwab 100%
    $303M
  36. 10122
    Unconventional Investor, LLC88 clientsWealth manager
    Schwab 100%
    $303M
  37. 10123
    Harbour Point CapitalDarien, CT · 4 clientsPrivate fund adviser
    No custodian reported
    $302M
  38. 10126
    Cypress Investment Management, LLCOakbrook Terrace, IL · 127 clientsPrivate fund adviser
    No custodian reported
    $302M
  39. 10127
    FAI Advisors, Inc.Farmington Hills, MI · 370 clientsWealth manager
    SEI 100%
    $302M
  40. 10128
    Core FinancialEl Segundo, CA · 129 clientsWealth managerWrap sponsor
    Fidelity 53%Schwab 38%
    $302M

RIAs by state