Asset manager
GBC Investment Group
GBC Investment Group LLC · SEC-registered investment adviser · CRD 308511 · SEC 801-120745
At a glance
GBC Investment Group is an SEC-registered investment adviser based in United States, with $304 million in regulatory assets under management as of its Form ADV filed January 28, 2026. Its largest client group by assets is insurance companies, and it reports 23 individual clients. By Form ADV it is a asset manager, ranked 1,935th of 3,218 asset managers and 10,103rd of 17,210 SEC-registered advisers by assets.
gbcinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $304M
- Rank among asset managers
- #1,935 of 3,218
- Rank among all SEC RIAs
- #10,103 of 17,210
- Individual clients
- 23
- High-net-worth clients
- 0
- Accounts
- 84
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- George B. ClementCEO and CCO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | – | $254M | 84% |
| High-net-worth individuals | – | $28M | 9% |
| Corporations or other businesses | – | $14M | 4% |
| Individuals | 23 | $6M | 2% |
| Charitable organizations | – | $3M | <1% |
Disciplinary disclosures
GBC Investment Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗gbcinvestments.com ↗
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The full record on GBC Investment Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 929 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does GBC Investment Group manage?
GBC Investment Group reports $304 million in regulatory assets under management across 84 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 28, 2026.
What kind of firm is GBC Investment Group?
GBC Investment Group is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are GBC Investment Group’s clients?
By assets, its largest client types are insurance companies ($254 million); high-net-worth individuals ($28 million); corporations or other businesses ($14 million).
Does GBC Investment Group have any disciplinary history?
GBC Investment Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is GBC Investment Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →