Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Roanoke, VA
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Roanoke, A to Z.
The short answer
4 registered advisors work at RBC Capital Markets, LLC in Roanoke, out of 3,466 at the firm nationwide; it ranks number 17 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Roanoke, A to Z
Every RBC Capital Markets, LLC advisor →- Michael B. KempAlso a broker rep
- Nelson E. Link Jr.Also a broker rep
- Allison L. OakeyAlso a broker rep
- Samuel Oakey IVAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Roanoke
All Roanoke advisors →Wells Fargo Clearing Services, LLC 45Equitable Advisors, LLC 22Davenport & Company LLC 20LPL Financial LLC 20Equity Services, Inc. 17Commonwealth Financial Network 15Edward Jones 15Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Truist Advisory Services, Inc. 14Morgan Stanley 12Ameriprise Financial Services, LLC 10Janney Montgomery Scott LLC 10
Questions
How many financial advisors does RBC Capital Markets, LLC have in Roanoke?
4 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Roanoke, Virginia, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Roanoke?
RBC Capital Markets, LLC ranks number 17 in Roanoke by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 45.
How do I check a RBC Capital Markets, LLC advisor in Roanoke?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.