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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Northlake, TX

Every SEC-registered investment adviser representative at a firm office in Northlake, with the firms that employ the most of them.

The short answer

19 registered advisors work in Northlake; the most are at Strategic Advisers LLC (14). 2 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Northlake

FirmAdvisors in Northlake
Strategic Advisers LLC14
Auri1
Charles Schwab & Co., Inc. news1
First Command Advisory Services1
Retire With Swan1
State Farm Investment Management Corp.1

Advisors in Northlake, A to Z

CFP advisors in Northlake →

Other cities in Texas

All of Texas →

Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in Northlake, TX?

19 investment adviser representatives are registered at firm offices in Northlake, Texas, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Northlake?

Strategic Advisers LLC, with 14 registered advisors in Northlake, followed by Auri with 1.

How do I check a financial advisor in Northlake?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.