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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Kountze, TX

Every SEC-registered investment adviser representative at a firm office in Kountze, with the firms that employ the most of them.

2 registered advisors work in Kountze; the most are at LPL Enterprise, LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Kountze

FirmAdvisors in Kountze
LPL Enterprise, LLC news1
Pfs Investments Inc.1

Advisors in Kountze, A to Z

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Other cities in Texas

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Houston 4,722Dallas 3,888Austin 3,485Plano 3,132San Antonio 1,754Fort Worth 1,631Westlake 1,473Frisco 758The Woodlands 540Southlake 325Sugar Land 305El Paso 249McKinney 245Katy 219Lubbock 217Arlington 200Irving 193Tyler 190Richardson 181Corpus Christi 173Spring 157Amarillo 150Addison 148Allen 140

Questions

How many financial advisors are in Kountze, TX?

2 investment adviser representatives are registered at firm offices in Kountze, Texas, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Kountze?

LPL Enterprise, LLC, with 1 registered advisors in Kountze, followed by Pfs Investments Inc. with 1.

How do I check a financial advisor in Kountze?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.