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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Houston, A to Z.

3 registered advisors work at Prospera Financial Services, Inc. in Houston, out of 277 at the firm nationwide; it ranks number 206 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Prospera Financial Services, Inc. advisors in Houston, A to Z

Every Prospera Financial Services, Inc. advisor →

Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. advisors in other cities

Dallas, TX 60Metairie, LA 9Redlands, CA 9Ballwin, MO 8Lafayette, LA 7Irvine, CA 6Mandeville, LA 6Memphis, TN 6Hurst, TX 5Knoxville, TN 5Rochester, NY 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4St. Louis, MO 4

Other firms in Houston

All Houston advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76

Questions

How many financial advisors does Prospera Financial Services, Inc. have in Houston?

3 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 277 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Prospera Financial Services, Inc. one of the largest advisor employers in Houston?

Prospera Financial Services, Inc. ranks number 206 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.

How do I check a Prospera Financial Services, Inc. advisor in Houston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.