Financial ADVSR advisor directory · SEC adviser records
Rockefeller Financial LLC financial advisors in Austin, TX
Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Austin, A to Z.
3 registered advisors work at Rockefeller Financial LLC in Austin, out of 998 at the firm nationwide; it ranks number 130 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.
Rockefeller Financial LLC advisors in Austin, A to Z
Every Rockefeller Financial LLC advisor →- Brian R. KaminCertified Financial Planner · Also a broker rep
- Jonathan R. MaldonadoCertified Financial Planner · Also a broker rep
- Killian P. ReganAlso a broker rep
Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →
Rockefeller Financial LLC advisors in other cities
New York, NY 164Atlanta, GA 143Los Angeles, CA 106Chicago, IL 95Dallas, TX 88Florham Park, NJ 80Saratoga Springs, NY 25San Francisco, CA 22Charlotte, NC 16Hamilton, NJ 15Cincinnati, OH 12Houston, TX 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9
Other firms in Austin
All Austin advisors →Kestra Advisory Services, LLC 418Dimensional Fund Advisors LP 208Charles Schwab & Co., Inc. 197Merrill Lynch, Pierce, Fenner & Smith Incorporated 137J.P. Morgan Securities LLC 119LPL Financial LLC 117Morgan Stanley 101Wells Fargo Clearing Services, LLC 10049 Financial 91Strategic Advisers LLC 85Edward Jones 72Hub Investment Partners, LLC 68
Questions
How many financial advisors does Rockefeller Financial LLC have in Austin?
3 investment adviser representatives are registered at Rockefeller Financial LLC offices in Austin, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 998 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.
Is Rockefeller Financial LLC one of the largest advisor employers in Austin?
Rockefeller Financial LLC ranks number 130 in Austin by registered advisors; Kestra Advisory Services, LLC has the most, with 418.
How do I check a Rockefeller Financial LLC advisor in Austin?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.