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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Newtown, PA

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Newtown, A to Z.

The short answer

4 registered advisors work at Rockefeller Financial LLC in Newtown, out of 952 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Rockefeller Financial LLC advisors in Newtown, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in Newtown

All Newtown advisors →

UBS Financial Services Inc. 18Main Street Financial Solutions, LLC 17Raymond James & Associates, Inc. 16Cambridge Investment Research Advisors, Inc. 12Insight Advisors, LLC 9Rockefeller Capital Management 9Osaic Wealth, Inc. 7Edward Jones 6Innova Wealth Partners, LLC 6Lri Investments 6Pw Nova Financial Services LLC 6Brick & Kyle Associates Inc. 5

Questions

How many financial advisors does Rockefeller Financial LLC have in Newtown?

4 investment adviser representatives are registered at Rockefeller Financial LLC offices in Newtown, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Newtown?

Rockefeller Financial LLC ranks number 14 in Newtown by registered advisors; UBS Financial Services Inc. has the most, with 18.

How do I check a Rockefeller Financial LLC advisor in Newtown?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.