Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Erie, PA
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Erie, A to Z.
The short answer
6 registered advisors work at RBC Capital Markets, LLC in Erie, out of 3,473 at the firm nationwide; it ranks number 11 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Erie, A to Z
Every RBC Capital Markets, LLC advisor →- George J. Dusckas Jr.Also a broker rep
- Michael D. KeimAlso a broker rep
- Mark M. LucasAlso a broker rep
- J C. PepperAlso a broker rep
- Nancy J. SparksAlso a broker rep
- Ana D. SwedbergAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 191New York, NY 150Florham Park, NJ 91Wayzata, MN 71Seattle, WA 64Houston, TX 59Vienna, VA 59Dallas, TX 44Leawood, KS 42Atlanta, GA 41San Francisco, CA 40Beverly Hills, CA 39Boston, MA 39Edina, MN 39Annapolis, MD 36
Other firms in Erie
All Erie advisors →Equitable Advisors, LLC 26LPL Financial LLC 23Hbks Wealth Advisors 19Ameriprise Financial Services, LLC 14Edward Jones 12Merrill Lynch, Pierce, Fenner & Smith Incorporated 12One-Up Financial 9Cetera Investment Advisers LLC 7Osaic Wealth, Inc. 7PNC Wealth Management LLC 7Wells Fargo Clearing Services, LLC 6Bankers Life Advisory Services, Inc. 5
Questions
How many financial advisors does RBC Capital Markets, LLC have in Erie?
6 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Erie, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 3,473 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Erie?
RBC Capital Markets, LLC ranks number 11 in Erie by registered advisors; Equitable Advisors, LLC has the most, with 26.
How do I check a RBC Capital Markets, LLC advisor in Erie?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.