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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in New Rockford, ND

Every SEC-registered investment adviser representative at a firm office in New Rockford, with the firms that employ the most of them.

2 registered advisors work in New Rockford; the most are at Sovereign Wealth Partners, LLC (2). 0 list the CFP designation and 0 are also registered broker representatives.

Firms with the most advisors in New Rockford

FirmAdvisors in New Rockford
Sovereign Wealth Partners, LLC2

Advisors in New Rockford, A to Z

Search all of North Dakota →

Other cities in North Dakota

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Fargo 262Bismarck 142Grand Forks 61Minot 47West Fargo 25Dickinson 21Mandan 21Jamestown 17Williston 13Wahpeton 11Valley City 8Bismark 7Bottineau 7Devils Lake 5Grafton 5

Questions

How many financial advisors are in New Rockford, ND?

2 investment adviser representatives are registered at firm offices in New Rockford, North Dakota, according to the SEC's Investment Adviser Public Disclosure records. 0 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in New Rockford?

Sovereign Wealth Partners, LLC, with 2 registered advisors in New Rockford.

How do I check a financial advisor in New Rockford?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.