Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in Wilmington, NC
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Wilmington, A to Z.
The short answer
3 registered advisors work at Independent Advisor Alliance, LLC in Wilmington, out of 270 at the firm nationwide; it ranks number 38 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors in Wilmington, A to Z
Every Independent Advisor Alliance, LLC advisor →- Stephen W. GaskinsCertified Financial Planner · Also a broker rep
- Knox R. GibsonAlso a broker rep
- Richard J. SchrumCertified Financial Planner · Also a broker rep
Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC advisors in other cities
Charlotte, NC 31Columbia, SC 20Alexander, AR 8Irvine, CA 6Raleigh, NC 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Richfield, WI 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4
Other firms in Wilmington
All Wilmington advisors →Wells Fargo Clearing Services, LLC 76Edward Jones 27Wells Fargo Advisors Financial Network, LLC 21Merrill Lynch, Pierce, Fenner & Smith Incorporated 20Commonwealth Financial Network 17First Citizens Investor Services, Inc. 15Raymond James Financial Services Advisors, Inc. 15UBS Financial Services Inc. 14LPL Financial LLC 13Morgan Stanley 13Raymond James & Associates, Inc. 13Stifel, Nicolaus & Company, Incorporated 13
Questions
How many financial advisors does Independent Advisor Alliance, LLC have in Wilmington?
3 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 270 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.
Is Independent Advisor Alliance, LLC one of the largest advisor employers in Wilmington?
Independent Advisor Alliance, LLC ranks number 38 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 76.
How do I check a Independent Advisor Alliance, LLC advisor in Wilmington?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.