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Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Charlotte, NC

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Charlotte, A to Z.

The short answer

9 registered advisors work at Mai Capital Management, LLC in Charlotte, out of 275 at the firm nationwide; it ranks number 63 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors in Charlotte, A to Z

Every Mai Capital Management, LLC advisor →

Mai Capital Management, LLC advisors in every city and state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC advisors in other cities

Cleveland, OH 60Los Angeles, CA 33Cincinnati, OH 21New York, NY 10Ponte Vedra Beach, FL 8Dallas, TX 7Columbus, OH 6Ashburn, VA 5Bannockburn, IL 5Columbia, MD 5Little Rock, AR 5Marriottsville, MD 5Naples, FL 5San Ramon, CA 5Boulder, CO 4

Other firms in Charlotte

All Charlotte advisors →

Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60

Questions

How many financial advisors does Mai Capital Management, LLC have in Charlotte?

9 investment adviser representatives are registered at Mai Capital Management, LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 275 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Is Mai Capital Management, LLC one of the largest advisor employers in Charlotte?

Mai Capital Management, LLC ranks number 63 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.

How do I check a Mai Capital Management, LLC advisor in Charlotte?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.