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Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Little Rock, AR

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Little Rock, A to Z.

The short answer

5 registered advisors work at Mai Capital Management, LLC in Little Rock, out of 276 at the firm nationwide; it ranks number 29 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors in Little Rock, A to Z

Every Mai Capital Management, LLC advisor →

Mai Capital Management, LLC advisors in every city and state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC advisors in other cities

Cleveland, OH 65Los Angeles, CA 33Cincinnati, OH 21New York, NY 10Charlotte, NC 9Ponte Vedra Beach, FL 8Dallas, TX 7Columbus, OH 6Ashburn, VA 5Bannockburn, IL 5Columbia, MD 5Marriottsville, MD 5Newport Beach, CA 5San Ramon, CA 5Boulder, CO 4

Other firms in Little Rock

All Little Rock advisors →

Stephens 100Merrill Lynch, Pierce, Fenner & Smith Incorporated 42LPL Financial LLC 33Edward Jones 30Morgan Stanley 29Ameriprise Financial Services, LLC 27Raymond James & Associates, Inc. 23Wells Fargo Advisors Financial Network, LLC 20Crews & Associates, Inc. 18Naviter Wealth, LLC 14Cetera Investment Advisers LLC 12Stifel, Nicolaus & Company, Incorporated 12

Questions

How many financial advisors does Mai Capital Management, LLC have in Little Rock?

5 investment adviser representatives are registered at Mai Capital Management, LLC offices in Little Rock, Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 276 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Mai Capital Management, LLC one of the largest advisor employers in Little Rock?

Mai Capital Management, LLC ranks number 29 in Little Rock by registered advisors; Stephens has the most, with 100.

How do I check a Mai Capital Management, LLC advisor in Little Rock?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.