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Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Newport Beach, A to Z.

The short answer

5 registered advisors work at Mai Capital Management, LLC in Newport Beach, out of 275 at the firm nationwide; it ranks number 57 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors in Newport Beach, A to Z

Every Mai Capital Management, LLC advisor →

Mai Capital Management, LLC advisors in every city and state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC advisors in other cities

Cleveland, OH 60Los Angeles, CA 33Cincinnati, OH 21New York, NY 10Charlotte, NC 9Ponte Vedra Beach, FL 8Dallas, TX 7Columbus, OH 6Ashburn, VA 5Bannockburn, IL 5Columbia, MD 5Little Rock, AR 5Marriottsville, MD 5Naples, FL 5San Ramon, CA 5

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 207Merrill Lynch, Pierce, Fenner & Smith Incorporated 191Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 84UBS Financial Services Inc. 79LPL Financial LLC 62Wells Fargo Clearing Services, LLC 54J.P. Morgan Securities LLC 52Creative Planning Institutional Advisors, LLC 49MML Investors Services, LLC 44Cetera Investment Advisers LLC 40Charles Schwab & Co., Inc. 39

Questions

How many financial advisors does Mai Capital Management, LLC have in Newport Beach?

5 investment adviser representatives are registered at Mai Capital Management, LLC offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 275 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Mai Capital Management, LLC one of the largest advisor employers in Newport Beach?

Mai Capital Management, LLC ranks number 57 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 207.

How do I check a Mai Capital Management, LLC advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.