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Financial ADVSR advisor directory · SEC adviser records

Mai Capital Management, LLC financial advisors in Dallas, TX

Every SEC-registered investment adviser representative at a Mai Capital Management, LLC office in Dallas, A to Z.

The short answer

7 registered advisors work at Mai Capital Management, LLC in Dallas, out of 276 at the firm nationwide; it ranks number 84 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Mai Capital Management, LLC advisors in Dallas, A to Z

Every Mai Capital Management, LLC advisor →

Mai Capital Management, LLC advisors in every city and state →Mai Capital Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Mai Capital Management, LLC advisors in other cities

Cleveland, OH 65Los Angeles, CA 33Cincinnati, OH 21New York, NY 10Charlotte, NC 9Ponte Vedra Beach, FL 8Columbus, OH 6Ashburn, VA 5Bannockburn, IL 5Columbia, MD 5Little Rock, AR 5Marriottsville, MD 5Newport Beach, CA 5San Ramon, CA 5Boulder, CO 4

Other firms in Dallas

All Dallas advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 239Morgan Stanley 225J.P. Morgan Securities LLC 213UBS Financial Services Inc. 137Strategic Advisers LLC 104Goldman Sachs Wealth Services, L.P. 95Cetera Investment Advisers LLC 89Rockefeller Financial LLC 87Wells Fargo Clearing Services, LLC 83LPL Financial LLC 76Hilltop Securities Inc. 70Momentum Independent Network Inc. 65

Questions

How many financial advisors does Mai Capital Management, LLC have in Dallas?

7 investment adviser representatives are registered at Mai Capital Management, LLC offices in Dallas, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 276 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Mai Capital Management, LLC one of the largest advisor employers in Dallas?

Mai Capital Management, LLC ranks number 84 in Dallas by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 239.

How do I check a Mai Capital Management, LLC advisor in Dallas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mai Capital Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.