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Financial ADVSR advisor directory · SEC adviser records

Modern Wealth Management, LLC financial advisors in Rochester, NY

Every SEC-registered investment adviser representative at a Modern Wealth Management, LLC office in Rochester, A to Z.

The short answer

5 registered advisors work at Modern Wealth Management, LLC in Rochester, out of 150 at the firm nationwide; it ranks number 35 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Modern Wealth Management, LLC advisors in Rochester, A to Z

Every Modern Wealth Management, LLC advisor →

Modern Wealth Management, LLC advisors in every city and state →Modern Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Modern Wealth Management, LLC advisors in other cities

Kansas City, MO 69Mesa, AZ 15Boise, ID 4Clearwater, FL 4Lenexa, KS 4Denver, CO 3Lees Summit, MO 3Troy, MI 3Calabasas, CA 2Campbell, CA 2Glidden, IA 2Jacksonville, FL 2Knoxville, TN 2Lodi, CA 2Monterey, CA 2

Other firms in Rochester

All Rochester advisors →

LPL Financial LLC 64Equitable Advisors, LLC 63Morgan Stanley 58UBS Financial Services Inc. 50MML Investors Services, LLC 48Sage, Rutty & Co., Inc. 43Osaic Wealth, Inc. 40Wells Fargo Advisors Financial Network, LLC 32J.P. Morgan Securities LLC 30Strategic Advisers LLC 30Ameriprise Financial Services, LLC 29Ashton Thomas Securities, LLC 23

Questions

How many financial advisors does Modern Wealth Management, LLC have in Rochester?

5 investment adviser representatives are registered at Modern Wealth Management, LLC offices in Rochester, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 150 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Modern Wealth Management, LLC one of the largest advisor employers in Rochester?

Modern Wealth Management, LLC ranks number 35 in Rochester by registered advisors; LPL Financial LLC has the most, with 64.

How do I check a Modern Wealth Management, LLC advisor in Rochester?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Modern Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.