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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockland, MA

Every SEC-registered investment adviser representative at a firm office in Rockland, with the firms that employ the most of them.

43 registered advisors work in Rockland; the most are at UBS Financial Services Inc. (9). 6 list the CFP designation and 31 are also registered broker representatives.

Firms with the most advisors in Rockland

FirmAdvisors in Rockland
UBS Financial Services Inc. news9
Integrated Wealth Concepts LLC8
Stratos Wealth Advisors LLC5
Eagle Strategies LLC4
Diversify Advisory Services, LLC3
LPL Financial LLC news3
Mariner Institutional, LLC news2
Cetera Investment Advisers LLC news1
Mariner news1
Northwestern Mutual Investment Services, LLC1
On Investment Management Co.1
Osaic Wealth, Inc. news1
Savant Wealth Management news1
Strategic Advisers LLC1
USA Financial Securities LLC1
Wright Financial1

Advisors in Rockland, A to Z

CFP advisors in Rockland →

Other cities in Massachusetts

All of Massachusetts →

Boston 3,833Waltham 477Wellesley 415Needham 267Hingham 218Worcester 194Burlington 189Springfield 180Braintree 175Westborough 166Danvers 139Norwell 137Wakefield 124Westwood 123Wellesley Hills 119Beverly 118Woburn 116Newton 112Andover 111Cambridge 110Bolton 95Plymouth 92Hyannis 88Framingham 84

Questions

How many financial advisors are in Rockland, MA?

43 investment adviser representatives are registered at firm offices in Rockland, Massachusetts, according to the SEC's Investment Adviser Public Disclosure records. 31 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Rockland?

UBS Financial Services Inc., with 9 registered advisors in Rockland, followed by Integrated Wealth Concepts LLC with 8.

How do I check a financial advisor in Rockland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.