Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from Truist

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Germantown, MD

Every SEC-registered investment adviser representative at a firm office in Germantown, with the firms that employ the most of them.

25 registered advisors work in Germantown; the most are at Thrivent Investment Management Inc. (4). 5 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Germantown

FirmAdvisors in Germantown
Thrivent Investment Management Inc.4
Milestone Asset Management, LLC2
My Wealth Management, Inc.2
Osaic Wealth, Inc. news2
Poise Investment Advisors2
Brookstone Capital Management LLC1
Chauche & Associates LLC1
Edelman Financial Engines news1
Equity Services, Inc.1
Foundations Investment Advisors LLC1
Kestra Advisory Services, LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Navy Federal Investment Services, LLC1
Parkview Capital LLC1
Peak Investment Advisors, Inc.1
Raymond James Financial Services Advisors, Inc. news1
Truist Advisory Services, Inc. news1
Wells Fargo Clearing Services, LLC news1

Advisors in Germantown, A to Z

CFP advisors in Germantown →

Other cities in Maryland

All of Maryland →

Bethesda 820Baltimore 662Hunt Valley 567Annapolis 437Rockville 390Columbia 366Owings Mills 322Towson 284Frederick 198Lutherville 170Bel Air 132North Bethesda 125Gaithersburg 120Timonium 112Potomac 111Chevy Chase 97Ellicott City 92Easton 74Silver Spring 72Salisbury 68Hagerstown 66Cockeysville 63Severna Park 60Westminster 45

Questions

How many financial advisors are in Germantown, MD?

25 investment adviser representatives are registered at firm offices in Germantown, Maryland, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Germantown?

Thrivent Investment Management Inc., with 4 registered advisors in Germantown, followed by Milestone Asset Management, LLC with 2.

How do I check a financial advisor in Germantown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.