Financial ADVSR advisor directory · SEC adviser records
Financial advisors in St Charles, IA
Every SEC-registered investment adviser representative at a firm office in St Charles, with the firms that employ the most of them.
1 registered advisors work in St Charles; the most are at Valic Financial Advisors, Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.
Firms with the most advisors in St Charles
| Firm | Advisors in St Charles |
|---|---|
| Valic Financial Advisors, Inc. | 1 |
Advisors in St Charles, A to Z
Search all of Iowa →- Kathleen S. DennisValic Financial Advisors, Inc.
Other cities in Iowa
All of Iowa →West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25
Questions
How many financial advisors are in St Charles, IA?
1 investment adviser representatives are registered at firm offices in St Charles, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in St Charles?
Valic Financial Advisors, Inc., with 1 registered advisors in St Charles.
How do I check a financial advisor in St Charles?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.