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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Oak Brook, IL

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Oak Brook, A to Z.

The short answer

77 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, out of 22,881 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 77 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Oak Brook, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Oak Brook

All Oak Brook advisors →

Morgan Stanley 118Equitable Advisors, LLC 76LPL Financial LLC 40Strategic Advisers LLC 20Wells Fargo Clearing Services, LLC 18Citigroup Global Markets Inc. 14Charles Schwab & Co., Inc. 13Northwestern Mutual Investment Services, LLC 12Wells Fargo Advisors Financial Network, LLC 11Chicago Oakbrook Financial Group 10Cetera Investment Advisers LLC 9Rockefeller Capital Management 5

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Oak Brook?

77 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Oak Brook, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 77 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Oak Brook?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 3 in Oak Brook by registered advisors; Morgan Stanley has the most, with 118.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Oak Brook?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.