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Financial ADVSR advisor directory · SEC adviser records

Northwestern Mutual Investment Services, LLC financial advisors in Oak Brook, IL

Every SEC-registered investment adviser representative at a Northwestern Mutual Investment Services, LLC office in Oak Brook, A to Z.

The short answer

12 registered advisors work at Northwestern Mutual Investment Services, LLC in Oak Brook, out of 1,946 at the firm nationwide; it ranks number 9 in the city by advisors. 1 list the CFP designation and 12 are also registered broker representatives.

Northwestern Mutual Investment Services, LLC advisors in Oak Brook, A to Z

Every Northwestern Mutual Investment Services, LLC advisor →

Northwestern Mutual Investment Services, LLC advisors in every city and state →Northwestern Mutual Investment Services, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Northwestern Mutual Investment Services, LLC advisors in other cities

Milwaukee, WI 112New York, NY 53Atlanta, GA 41Indianapolis, IN 32Chicago, IL 29Pittsburgh, PA 29Albany, NY 26Houston, TX 24Saint Louis, MO 24Irvine, CA 23Cincinnati, OH 22Raleigh, NC 22Tampa, FL 21Nashville, TN 20W Des Moines, IA 18

Other firms in Oak Brook

All Oak Brook advisors →

Morgan Stanley 118Equitable Advisors, LLC 76Merrill Lynch, Pierce, Fenner & Smith Incorporated 69LPL Financial LLC 40Strategic Advisers LLC 20Wells Fargo Clearing Services, LLC 18Citigroup Global Markets Inc. 14Charles Schwab & Co., Inc. 13Wells Fargo Advisors Financial Network, LLC 11Chicago Oakbrook Financial Group 10Cetera Investment Advisers LLC 9Rockefeller Capital Management 5

Questions

How many financial advisors does Northwestern Mutual Investment Services, LLC have in Oak Brook?

12 investment adviser representatives are registered at Northwestern Mutual Investment Services, LLC offices in Oak Brook, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 1,946 nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.

Is Northwestern Mutual Investment Services, LLC one of the largest advisor employers in Oak Brook?

Northwestern Mutual Investment Services, LLC ranks number 9 in Oak Brook by registered advisors; Morgan Stanley has the most, with 118.

How do I check a Northwestern Mutual Investment Services, LLC advisor in Oak Brook?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Northwestern Mutual Investment Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.