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Financial ADVSR advisor directory · SEC adviser records

Compass Financial Management LLC financial advisors in Sarasota, FL

Every SEC-registered investment adviser representative at a Compass Financial Management LLC office in Sarasota, A to Z.

3 registered advisors work at Compass Financial Management LLC in Sarasota, out of 43 at the firm nationwide; it ranks number 51 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Compass Financial Management LLC advisors in Sarasota, A to Z

Every Compass Financial Management LLC advisor →

Compass Financial Management LLC advisors in every city and state →Compass Financial Management LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Compass Financial Management LLC advisors in other cities

Tampa, FL 8Knoxville, TN 2Oxford, CT 2San Diego, CA 2Allen, TX 1Bellvue, CO 1Bloomington, MN 1Chicago, IL 1Clemmons, NC 1Darien, CT 1Fairview, TX 1Hialeah, FL 1Houston, TX 1Hubert, NC 1Hypoluxo, FL 1

Other firms in Sarasota

All Sarasota advisors →

Morgan Stanley 90Merrill Lynch, Pierce, Fenner & Smith Incorporated 43Strategic Advisers LLC 38LPL Financial LLC 36Wells Fargo Clearing Services, LLC 35Ameriprise Financial Services, LLC 28Raymond James & Associates, Inc. 26RBC Capital Markets, LLC 23Edward Jones 22Florida Financial Advisors, LLC 21Mariner 21Stifel, Nicolaus & Company, Incorporated 19

Questions

How many financial advisors does Compass Financial Management LLC have in Sarasota?

3 investment adviser representatives are registered at Compass Financial Management LLC offices in Sarasota, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 43 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Compass Financial Management LLC one of the largest advisor employers in Sarasota?

Compass Financial Management LLC ranks number 51 in Sarasota by registered advisors; Morgan Stanley has the most, with 90.

How do I check a Compass Financial Management LLC advisor in Sarasota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Compass Financial Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.