Financial ADVSR advisor directory · SEC adviser records
Spc financial advisors in New York
Every SEC-registered investment adviser representative at a Spc office in New York, by city and A to Z.
5 registered advisors work at Spc in New York, out of 441 nationwide; it's the firm's number 12 state by advisors, and the most are in Eastchester (1). 2 list the CFP designation and 5 are also registered broker representatives.
Spc advisors by city in New York
Every firm in New York →Spc advisors in New York, A to Z
Search by name →- William J. GillettFishkill
- Walter J. Hails Jr.Ithaca
- Christopher W. JudgeOssining · Certified Financial Planner
- Adam P. KozakEastchestor · Certified Financial Planner
- Dianne PritchardEastchester
Spc advisors in every state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →
Spc in other states
Michigan 269Ohio 19Florida 15Texas 15Pennsylvania 14California 12Illinois 12Colorado 10Indiana 8New Jersey 8Minnesota 5Connecticut 4Iowa 4Arizona 3Georgia 3Louisiana 3Maryland 3Missouri 3South Dakota 3Utah 3
Questions
How many Spc financial advisors are in New York?
5 investment adviser representatives are registered at Spc offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 441 at the firm nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.
Where in New York does Spc have the most advisors?
Eastchester, with 1, then Eastchestor (1). Spc has advisors in 5 cities in New York.
How do I check a Spc advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.