Financial ADVSR advisor directory · SEC adviser records
Spc financial advisors in South Dakota
Every SEC-registered investment adviser representative at a Spc office in South Dakota, by city and A to Z.
3 registered advisors work at Spc in South Dakota, out of 441 nationwide; it's the firm's number 20 state by advisors, and the most are in Howard (1). 0 list the CFP designation and 3 are also registered broker representatives.
Spc advisors by city in South Dakota
Every firm in South Dakota →Spc advisors in South Dakota, A to Z
Search by name →- Charles E. JonesSioux Falls · Chartered Financial Consultant
- Curtis L. NeisesHoward
- Lori L. RothenbergerYankton
Spc advisors in every state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →
Spc in other states
Michigan 269Ohio 19Florida 15Texas 15Pennsylvania 14California 12Illinois 12Colorado 10Indiana 8New Jersey 8Minnesota 5New York 5Connecticut 4Iowa 4Arizona 3Georgia 3Louisiana 3Maryland 3Missouri 3Utah 3
Questions
How many Spc financial advisors are in South Dakota?
3 investment adviser representatives are registered at Spc offices in South Dakota, according to the SEC's Investment Adviser Public Disclosure records, out of 441 at the firm nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Where in South Dakota does Spc have the most advisors?
Howard, with 1, then Sioux Falls (1). Spc has advisors in 3 cities in South Dakota.
How do I check a Spc advisor in South Dakota?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.