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Financial ADVSR advisor directory · SEC adviser records

Spc financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Spc office in Connecticut, by city and A to Z.

4 registered advisors work at Spc in Connecticut, out of 441 nationwide; it's the firm's number 13 state by advisors, and the most are in Avon (1). 0 list the CFP designation and 4 are also registered broker representatives.

Spc advisors by city in Connecticut

Every firm in Connecticut →

Avon 1Bristol 1East Haven 1Newtown 1

Spc advisors in Connecticut, A to Z

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Spc advisors in every state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →

Spc in other states

Michigan 269Ohio 19Florida 15Texas 15Pennsylvania 14California 12Illinois 12Colorado 10Indiana 8New Jersey 8Minnesota 5New York 5Iowa 4Arizona 3Georgia 3Louisiana 3Maryland 3Missouri 3South Dakota 3Utah 3

Questions

How many Spc financial advisors are in Connecticut?

4 investment adviser representatives are registered at Spc offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 441 at the firm nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Where in Connecticut does Spc have the most advisors?

Avon, with 1, then Bristol (1). Spc has advisors in 4 cities in Connecticut.

How do I check a Spc advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.