Financial ADVSR advisor directory · SEC adviser records
Spc financial advisors in Colorado
Every SEC-registered investment adviser representative at a Spc office in Colorado, by city and A to Z.
10 registered advisors work at Spc in Colorado, out of 441 nationwide; it's the firm's number 8 state by advisors, and the most are in Colorado Springs (4). 1 list the CFP designation and 9 are also registered broker representatives.
Spc advisors by city in Colorado
Every firm in Colorado →Colorado Springs 4Brighton 1Centennial 1Englewood 1Greenwood Village 1Highlands Ranch 1Salida 1
Spc advisors in Colorado, A to Z
Search by name →- Alan T. BauColorado Springs
- Kirk D. BremerSalida
- Brian EngleBrighton
- Brannon HertelEnglewood
- Chad H. HyllestedColorado Springs · Certified Financial Planner
- Patrick M. KellyHighlands Ranch
- Kenneth C. PerrinCentennial
- Mark W. ThompsonGreenwood Village
- Briton E. WaughColorado Springs
- Zachary D. WaughColorado Springs
Spc advisors in every state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →
Spc in other states
Michigan 269Ohio 19Florida 15Texas 15Pennsylvania 14California 12Illinois 12Indiana 8New Jersey 8Minnesota 5New York 5Connecticut 4Iowa 4Arizona 3Georgia 3Louisiana 3Maryland 3Missouri 3South Dakota 3Utah 3
Questions
How many Spc financial advisors are in Colorado?
10 investment adviser representatives are registered at Spc offices in Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 441 at the firm nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.
Where in Colorado does Spc have the most advisors?
Colorado Springs, with 4, then Brighton (1). Spc has advisors in 7 cities in Colorado.
How do I check a Spc advisor in Colorado?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.