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Financial ADVSR advisor directory · SEC adviser records

Spc financial advisors in California

Every SEC-registered investment adviser representative at a Spc office in California, by city and A to Z.

12 registered advisors work at Spc in California, out of 441 nationwide; it's the firm's number 6 state by advisors, and the most are in Costa Mesa (3). 4 list the CFP designation and 12 are also registered broker representatives.

Spc advisors by city in California

Every firm in California →

Costa Mesa 3Irvine 3Cloverdale 1Dublin 1Laguna Hills 1Lodi 1Orange 1Pleasant Hil 1

Spc advisors in California, A to Z

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Spc advisors in every state →Spc: assets, clients and custodians →Advisor Moves: who changed firms this week →

Spc in other states

Michigan 269Ohio 19Florida 15Texas 15Pennsylvania 14Illinois 12Colorado 10Indiana 8New Jersey 8Minnesota 5New York 5Connecticut 4Iowa 4Arizona 3Georgia 3Louisiana 3Maryland 3Missouri 3South Dakota 3Utah 3

Questions

How many Spc financial advisors are in California?

12 investment adviser representatives are registered at Spc offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 441 at the firm nationwide. 4 list the CFP designation and 12 are also registered as broker representatives.

Where in California does Spc have the most advisors?

Costa Mesa, with 3, then Irvine (3). Spc has advisors in 8 cities in California.

How do I check a Spc advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Spc office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.