Adviser and broker representative · Spc
Walter J. Hails Jr.
CRD 2618254 · Ithaca, NY
At a glance
Walter J. Hails Jr. is an investment adviser representative with Spc in Ithaca, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Walter’s SEC record dates to 2017, about 9 years ago. Walter is also registered as a broker representative.
Current advisory firm
- SpcSince January 2020Ithaca, NY · $6.1B in regulatory assets
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Walter’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Spc
- Robert J. AchilleMount Prospect
- Mitchell J. AdlerNewtown
- Larry D. AilesConyers · Certified Financial Planner
- Allen A. AlbrechtAnn Arbor · Certified Financial Planner
- Donald AllisonAnn Arbor
- Adrienne M. AlvarezIrvine
- Jerod D. AndersenAnn Arbor
- Beth L. AndersonBirmingham
Every advisor at Spc →Spc: assets, clients and custodians →Financial advisors in Ithaca, NY →Advisor Moves: who changed firms this week →