Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Private Advisor Group, LLC financial advisors in California

Every SEC-registered investment adviser representative at a Private Advisor Group, LLC office in California, by city and A to Z.

62 registered advisors work at Private Advisor Group, LLC in California, out of 833 nationwide; it's the firm's number 2 state by advisors, and the most are in Roseville (7). 15 list the CFP designation and 55 are also registered broker representatives.

Private Advisor Group, LLC advisors by city in California

Every firm in California →

Roseville 7San Ramon 4Grass Valley 3Sacramento 3San Carlos 3San Jose 3Tustin 3Walnut Creek 3Alamo 2Campbell 2El Dorado Hills 2Irvine 2Porterville 2Rocklin 2Rolling Hills Estates 2San Francisco 2Belmont 1El Segundo 1Encinitas 1Menlo Park 1Oakland 1Palm Desert 1Pine Grove 1Poway 1Rohnert Park 1San Diego 1Santa Rosa 1Seal Beach 1Studio City 1Torrance 1Vista 1Westlake 1Windsor 1

Private Advisor Group, LLC advisors in California, A to Z

Search by name →

Private Advisor Group, LLC in other states

New Jersey 421Pennsylvania 61New York 44Michigan 27Texas 20Minnesota 18Tennessee 18Virginia 18Ohio 16Connecticut 14Illinois 11Indiana 9Massachusetts 9Florida 8Maryland 7Nevada 7Arizona 6North Carolina 6Alabama 5Kansas 5Colorado 4Kentucky 4Montana 4South Carolina 4Washington 4Arkansas 3Delaware 3Georgia 3Utah 3

Questions

How many Private Advisor Group, LLC financial advisors are in California?

62 investment adviser representatives are registered at Private Advisor Group, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 833 at the firm nationwide. 15 list the CFP designation and 55 are also registered as broker representatives.

Where in California does Private Advisor Group, LLC have the most advisors?

Roseville, with 7, then San Ramon (4). Private Advisor Group, LLC has advisors in 33 cities in California.

How do I check a Private Advisor Group, LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Private Advisor Group, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.