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Financial ADVSR advisor directory · SEC adviser records

Mariner Independent financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Mariner Independent office in North Carolina, by city and A to Z.

The short answer

6 registered advisors work at Mariner Independent in North Carolina, out of 112 nationwide; it's the firm's number 8 state by advisors, and the most are in Raleigh (2). 2 list the CFP designation and 0 are also registered broker representatives.

Mariner Independent advisors by city in North Carolina

Every firm in North Carolina →

Raleigh 2Apex 1Charlotte 1Davidson 1Oak Island 1

Mariner Independent advisors in North Carolina, A to Z

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Mariner Independent advisors in every state →Mariner Independent: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner Independent in other states

California 19Florida 8Pennsylvania 8Illinois 7Louisiana 7New Jersey 7Maryland 6Michigan 5Texas 5Iowa 4Virginia 4Massachusetts 3New York 3Oklahoma 3Rhode Island 3Washington 3

Questions

How many Mariner Independent financial advisors are in North Carolina?

6 investment adviser representatives are registered at Mariner Independent offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 112 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in North Carolina does Mariner Independent have the most advisors?

Raleigh, with 2, then Apex (1). Mariner Independent has advisors in 5 cities in North Carolina.

How do I check a Mariner Independent advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner Independent office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.