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Financial ADVSR advisor directory · SEC adviser records

Mariner Independent financial advisors in New York

Every SEC-registered investment adviser representative at a Mariner Independent office in New York, by city and A to Z.

The short answer

3 registered advisors work at Mariner Independent in New York, out of 112 nationwide; it's the firm's number 14 state by advisors, and the most are in New York (2). 2 list the CFP designation and 0 are also registered broker representatives.

Mariner Independent advisors by city in New York

Every firm in New York →

New York 2Ballston Lake 1

Mariner Independent advisors in New York, A to Z

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Mariner Independent advisors in every state →Mariner Independent: assets, clients and custodians →Mariner news and advisor moves →Advisor Moves: who changed firms this week →

Mariner Independent in other states

California 19Florida 8Pennsylvania 8Illinois 7Louisiana 7New Jersey 7Maryland 6North Carolina 6Michigan 5Texas 5Iowa 4Virginia 4Massachusetts 3Oklahoma 3Rhode Island 3Washington 3

Questions

How many Mariner Independent financial advisors are in New York?

3 investment adviser representatives are registered at Mariner Independent offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 112 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in New York does Mariner Independent have the most advisors?

New York, with 2, then Ballston Lake (1). Mariner Independent has advisors in 2 cities in New York.

How do I check a Mariner Independent advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Mariner Independent office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.